0001610520-23-000112.txt : 20230717
0001610520-23-000112.hdr.sgml : 20230717
20230717095957
ACCESSION NUMBER: 0001610520-23-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230712
FILED AS OF DATE: 20230717
DATE AS OF CHANGE: 20230717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05877
FILM NUMBER: 231090758
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
CENTRAL INDEX KEY: 0000855887
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 051287040
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: C/O BNY MELLON INVESTMENT ADVISER, INC.
STREET 2: 240 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 2129226400
MAIL ADDRESS:
STREET 1: C/O BNY MELLON INVESTMENT ADVISER, INC.
STREET 2: 240 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: DREYFUS STRATEGIC MUNICIPAL BOND FUND, INC.
DATE OF NAME CHANGE: 20181030
FORMER COMPANY:
FORMER CONFORMED NAME: DREYFUS STRATEGIC MUNICIPAL BOND FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-07-12
1
0000855887
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
DSM
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
ZURICH
V8
CH-8098
SWITZERLAND
0
0
1
0
0
Auction Preferred Stock
2023-07-12
4
J
0
1487
0.001
D
0
I
By subsidiary
CUSIP Nos. 09662E208, 09662E307, 09662E406
(Old Instrument Ids- 26202F206, 26202F305, 26202F404)
At Par.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
Andrew Johnson
2023-07-14
Jignesh Doshi
2023-07-14