EX-99.77Q1 OTHR EXHB 4 d_revisedtaagreement.htm INVESTOR PLAN SERVICES FEE SCHEDULE x2_revisedtaagreement.htm

 

 

Schedule 1 to Exhibit D

3/30/13

INVESTOR PLAN SERVICES FEE SCHEDULE

Item

Amount

Note

Paid By 1

Plan Set Up Fee

$2,500

Per Fund

Company

Fulfillment Processing

$5.50

Per request

Company

Reinvestment Trading Fee

$.05

Per share

Participant

Purchase of Additional Shares
By check
By Electronic Transfer
Trading Fee


$5.00
$2.00
$.05


Per investment
Per investment
Per share


Participant

Sale of Shares 2
Trading Fee

$5.00
$.05

Per share

Participant

Safekeeping

No Charge

 

 

Duplicate Statement – Prior Year

No Charge

 

 

Insufficient Funds or Rejected Automatic Debit

 

$35.00

 

Per check or debit

 

Participant

Other services including (but not limited to):
Certificate Issuance
Transfer of Shares

Per Stock Transfer Agency Contract

 

Company

Out of Pocket Expenses including (but not limited to): Forms/Brochures, Postage, 800 Number, etc.

As incurred

 

Company

Notes

Note 1

Fees could be:
“P”, Participant Paid or “C”, Company Paid

Note 2

Including sales of fractional shares upon termination from plan.