10-Q/A 1 g79725e10vqza.htm MACKENZIE INVESTMENT MANAGEMENT INC. Mackenzie Investment Management Inc.
 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 10-Q/A

(Mark One)

     
x   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
    For the quarterly period ended September 30, 2002
 
    OR
 
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from _________to_________

Commission File No. 000-17994

MACKENZIE INVESTMENT MANAGEMENT INC.

(Exact name of registrant as specified in its charter)
     
Delaware   59-2522153
 
(State or other jurisdiction of incorporation or organization)   (IRS Employer Identification No.)
     
925 South Federal Highway, Suite 600
Boca Raton, FL		   33432
 
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code (561) 393-8900

(Former name, former address and former fiscal year, if changed since last report)

     Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes   x   No   o

     As of December 10, 2002, there were 18,655,550 shares of the Registrant’s Common Stock, par value $.01 per share, issued and outstanding.

 

 

Item 6. Exhibits and Reports on Form 8-K

(a) Exhibits:

     The following exhibit is filed herewith or incorporated by reference as indicated below.

         
Exhibit #   Description   Document if Incorporated by Reference
 
 
10.39.1   Amendment to Change in Control Agreement – Stephen Barrett   Exhibit 10.39.1 filed herewith

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Company and in the capacities and on the dates indicated.

         
Name   Capacity   Date
 
 
 
 
/s/ KEITH J. CARLSON
Keith J. Carlson		   President and Chief Executive Officer   December 10, 2002
 
 
/s/ BEVERLY YANOWITCH
Beverly Yanowitch		   Vice President and Chief Financial Officer   December 10, 2002

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