Senior Managing Director and Chief Operating Officer

0000950123-25-004920.txt : 20250513 0000950123-25-004920.hdr.sgml : 20250513 20250513161503 ACCESSION NUMBER: 0000950123-25-004920 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250331 FILED AS OF DATE: 20250513 DATE AS OF CHANGE: 20250513 EFFECTIVENESS DATE: 20250513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management CENTRAL INDEX KEY: 0000855702 ORGANIZATION NAME: EIN: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 25940291 BUSINESS ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 FORMER COMPANY: FORMER CONFORMED NAME: Penn Mutual Asset Management, LLC DATE OF NAME CHANGE: 20181018 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0000855702 XXXXXXXX 03-31-2025 03-31-2025 false Penn Mutual Asset Management

Eight Tower Bridge 161 Washington Street, Suite 1111 Conshohocken PA 19428

13F COMBINATION REPORT 028-18923 000107518 801-35477 028-01343 000104652 801-13991 Janus Henderson Investors 028-05267 000105390 801-32108 DIFA, Macquarie Investment Management 028-10562 000108477 801-56720 AllianceBernstein L.P. 028-01091 000105778 801-8174 American Century Investment Management, Inc. 028-02405 000106266 801-27721 Cohen & Steers Capital Management, Inc. 028-10981 000107738 801-37591 Goldman Sachs Asset Management, L.P. 028-13177 000110045 801-17352 MFS Investment Management 028-11338 000111242 801-60103 SSgA Funds Management, Inc. 028-00115 000105496 801-856 T. Rowe Price Associates, Inc. 028-04490 000105007 801-21953 Vontobel Asset Management, Inc. 028-04139 000104859 801-15930 Eaton Vance Management N Keith Huckerby Senior Managing Director and Chief Operating Officer 215-956-8033 Keith Huckerby Conshohocken PA 05-13-2025 0 62 52111851 false INFORMATION TABLE 2 41397.xml INFORMATION TABLE FOR FORM 13F AAON INC COM PAR $0.004 000360206 BBG001S6CZK0 390650 5000 SH SOLE 5000 0 0 AES CORP COM 00130H105 BBG001S6B1L5 788670 63500 SH SOLE 63500 0 0 AGNC INVT CORP COM 00123Q104 BBG001T074G2 3448800 360000 SH SOLE 360000 0 0 AGNICO EAGLE MINES LTD COM 008474108 BBG001S77MK3 769711 7100 SH SOLE 7100 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 BBG006G2JWB1 383467 2900 SH SOLE 2900 0 0 ALICO INC COM 016230104 BBG001S5NKW0 626640 21000 SH SOLE 21000 0 0 AMPLITUDE INC COM CL A 03213A104 BBG012CDTZZ5 133795 13130 SH SOLE 13130 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 BBG001S8J4S0 3606812 177588 SH SOLE 177588 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 BBG001V0XGV6 531960 66000 SH SOLE 66000 0 0 ARGAN INC COM 04010E109 BBG001SJP7D8 825322 6292 SH SOLE 6292 0 0 ARMOUR RESIDENTIAL REIT INC COM SHS 042315705 BBG001SRBTG4 2976255 174050 SH SOLE 174050 0 0 BARRICK GOLD CORP COM 067901108 BBG001S5N9P3 524880 27000 SH SOLE 27000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 585504 9600 SH SOLE 9600 0 0 BROWN FORMAN CORP CL B 115637209 BBG001S5P4H1 417462 12300 SH SOLE 12300 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 BBG001S7QBD4 603327 12450 SH SOLE 12450 0 0 CARRIAGE SVCS INC COM 143905107 BBG001S9M5G4 953056 24595 SH SOLE 24595 0 0 CERENCE INC NOTE 1.500% 7/0 156727AD1 BBG01H503GT5 1778231 2525000 PRN SOLE 2525000 0 0 CHOICEONE FINL SVCS INC COM 170386106 BBG001SDXH04 244545 8500 SH SOLE 8500 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 248465 3500 SH SOLE 3500 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 BBG001S5PK03 543480 14000 SH SOLE 14000 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 BBG011F6J0D1 1211675 1250000 PRN SOLE 1250000 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 BBG00QS5N3W3 657375 245289 SH SOLE 245289 0 0 DELEK US HLDGS INC NEW COM 24665A103 BBG00FZYFVD4 414425 27500 SH SOLE 27500 0 0 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 431970 11550 SH SOLE 11550 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 BBG001V0PDL3 612120 3000 SH SOLE 3000 0 0 IMMERSION CORP COM 452521107 BBG001SD4N12 742840 98000 SH SOLE 98000 0 0 INTERDIGITAL INC COM 45867G101 BBG001S8DV79 413500 2000 SH SOLE 2000 0 0 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 2990029 97300 SH SOLE 97300 0 0 KEURIG DR PEPPER INC COM 49271V100 BBG001ST5W34 239540 7000 SH SOLE 7000 0 0 LAUDER ESTEE COS INC CL A 518439104 BBG001S8L5H6 297000 4500 SH SOLE 4500 0 0 LUXFER HLDGS PLC SHS G5698W116 BBG0029SH121 299002 25211 SH SOLE 25211 0 0 MATTHEWS INTL CORP CL A 577128101 BBG001S81V81 422560 19000 SH SOLE 19000 0 0 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 BBG013GNDY69 949101 1000000 PRN SOLE 1000000 0 0 MICRON TECHNOLOGY INC COM 595112103 BBG001S6P675 356249 4100 SH SOLE 4100 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 407829 6700 SH SOLE 6700 0 0 MPLX LP COM UNIT REP LTD 55336V100 BBG0035TJHL3 747674 13970 SH SOLE 13970 0 0 NACCO INDS INC CL A 629579103 BBG001S5TJT1 538331 15960 SH SOLE 15960 0 0 NATIONAL RESH CORP COM NEW 637372202 BBG004K1F9R1 259597 20281 SH SOLE 20281 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 BBG0029T14K0 245625 12500 SH SOLE 12500 0 0 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 559002 11325 SH SOLE 11325 0 0 OMEGA FLEX INC COM 682095104 BBG001SNLHY8 333888 9600 SH SOLE 9600 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 BBG001SF6Z45 1461751 1500000 PRN SOLE 1500000 0 0 OPERA LTD SPONSORED ADS 68373M107 BBG00LBLDJ80 612399 38419 SH SOLE 38419 0 0 PAPA JOHNS INTL INC COM 698813102 BBG001S6XNB4 644956 15700 SH SOLE 15700 0 0 PARK AEROSPACE CORP COM 70014A104 BBG001S5V732 699400 52000 SH SOLE 52000 0 0 PERRIGO CO PLC SHS G97822103 BBG001S704D8 358912 12800 SH SOLE 12800 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 BBG00P5B2S73 393769 62802 SH SOLE 62802 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 BBG001S985K5 390000 19500 SH SOLE 19500 0 0 RAYONIER INC COM 754907103 BBG001S7NCZ1 250920 9000 SH SOLE 9000 0 0 RICHARDSON ELECTRS LTD COM 763165107 BBG001S5VMS2 224595 20125 SH SOLE 20125 0 0 RUBRIK INC. 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