Senior Managing Director and Chief Operating Officer

0000950123-24-011752.txt : 20241114 0000950123-24-011752.hdr.sgml : 20241114 20241114160003 ACCESSION NUMBER: 0000950123-24-011752 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241114 EFFECTIVENESS DATE: 20241114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management CENTRAL INDEX KEY: 0000855702 ORGANIZATION NAME: IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 241461349 BUSINESS ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: EIGHT TOWER BRIDGE STREET 2: 161 WASHINGTON STREET, SUITE 1111 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 FORMER COMPANY: FORMER CONFORMED NAME: Penn Mutual Asset Management, LLC DATE OF NAME CHANGE: 20181018 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0000855702 XXXXXXXX 09-30-2024 09-30-2024 false Penn Mutual Asset Management

Eight Tower Bridge 161 Washington Street, Suite 1111 Conshohocken PA 19428

13F COMBINATION REPORT 028-18923 000107518 801-35477 028-01343 000104652 801-13991 Janus Henderson Investors 028-05267 000105390 801-32108 DIFA, Macquarie Investment Management 028-10562 000108477 801-56720 AllianceBernstein L.P. 028-01091 000105778 801-8174 American Century Investment Management, Inc. 028-02405 000106266 801-27721 Cohen & Steers Capital Management, Inc. 028-10981 000107738 801-37591 Goldman Sachs Asset Management, L.P. 028-13177 000110045 801-17352 MFS Investment Management 028-11338 000111242 801-60103 SSgA Funds Management, Inc. 028-00115 000105496 801-856 T. Rowe Price Associates, Inc. 028-04490 000105007 801-21953 Vontobel Asset Management, Inc. 028-04139 000104859 801-15930 Eaton Vance Management N Keith Huckerby Senior Managing Director and Chief Operating Officer 215-956-8033 Keith Huckerby Conshohocken PA 11-14-2024 0 60 50387981 false INFORMATION TABLE 2 37299.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 BBG001S5T7X2 615150 4500 SH SOLE 4500 0 0 AES CORP COM 00130H105 BBG001S6B1L5 742220 37000 SH SOLE 37000 0 0 AGNC INVT CORP COM 00123Q104 BBG001T074G2 3765600 360000 SH SOLE 360000 0 0 AGNICO EAGLE MINES LTD COM 008474108 BBG001S77MK3 362520 4500 SH SOLE 4500 0 0 AMER SOFTWARE INC CL A 029683109 BBG001S5NPN9 380460 34000 SH SOLE 34000 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 BBG001S8J4S0 3564191 177588 SH SOLE 177588 0 0 ARGAN INC COM 04010E109 BBG001SJP7D8 1019372 10050 SH SOLE 10050 0 0 ARMOUR RESIDENTIAL REIT INC COM SHS 042315705 BBG001SRBTG4 3550620 174050 SH SOLE 174050 0 0 BAXTER INTL INC COM 071813109 BBG001S5P1K3 224023 5900 SH SOLE 5900 0 0 BRADY CORP CL A 104674106 BBG001S5PCB9 280466 3660 SH SOLE 3660 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 238004 4600 SH SOLE 4600 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 BBG001S77T37 256060 7000 SH SOLE 7000 0 0 BWX TECHNOLOGIES INC COM 05605H100 BBG001SGJPH7 679375 6250 SH SOLE 6250 0 0 CALAVO GROWERS INC COM 128246105 BBG001S9FP96 905828 31750 SH SOLE 31750 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 BBG001S7QBD4 238568 4400 SH SOLE 4400 0 0 CARDLYTICS INC NOTE 1.000% 9/1 14161WAB1 BBG00XH48CJ5 455208 500000 PRN SOLE 500000 0 0 CARRIAGE SVCS INC COM 143905107 BBG001S9M5G4 433356 13200 SH SOLE 13200 0 0 CHART INDS INC 6.75DP CNV PFD B 16115Q407 BBG001SQV7W4 251250 5000 SH SOLE 5000 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 BBG001S5PYN8 1596939 332004 SH SOLE 332004 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 BBG011F6J0D1 1147279 1250000 PRN SOLE 1250000 0 0 DELEK US HLDGS INC NEW COM 24665A103 BBG00FZYFVD4 290625 15500 SH SOLE 15500 0 0 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 256236 6550 SH SOLE 6550 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 276720 2400 SH SOLE 2400 0 0 ETSY INC NOTE 0.250% 6/1 29786AAN6 BBG011C0JZ40 408457 500000 PRN SOLE 500000 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 BBG00NKZLB01 719549 734000 PRN SOLE 734000 0 0 EVOLUTION PETE CORP COM 30049A107 BBG001S7PJP5 319492 60168 SH SOLE 60168 0 0 FIRSTENERGY CORP COM 337932107 BBG001S5R3N4 255456 5760 SH SOLE 5760 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 BBG0078W3NP4 474672 23200 SH SOLE 23200 0 0 IMMERSION CORP COM 452521107 BBG001SD4N12 285440 32000 SH SOLE 32000 0 0 INTERDIGITAL INC COM 45867G101 BBG001S8DV79 531113 3750 SH SOLE 3750 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 BBG00R3L6254 2710497 2756000 PRN SOLE 2756000 0 0 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 3233279 97300 SH SOLE 97300 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 321599 5225 SH SOLE 5225 0 0 KEURIG DR PEPPER INC COM 49271V100 BBG001ST5W34 262360 7000 SH SOLE 7000 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 210660 6000 SH SOLE 6000 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 BBG00W6WLPH5 500729 535000 PRN SOLE 535000 0 0 LUXFER HLDGS PLC SHS G5698W116 BBG0029SH121 430082 33211 SH SOLE 33211 0 0 MPLX LP COM UNIT REP LTD 55336V100 BBG0035TJHL3 478834 10770 SH SOLE 10770 0 0 NATIONAL PRESTO INDS INC COM 637215104 BBG001S5TPT7 587971 7825 SH SOLE 7825 0 0 NEW YORK CMNTY BANCORP INC COM NEW 649445400 BBG000BVXPZ8 250803 22333 SH SOLE 22333 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 BBG001SB8557 491780 134000 SH SOLE 134000 0 0 NORDSTROM INC COM 655664100 BBG001S7BDN5 269880 12000 SH SOLE 12000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 BBG001SF6Z45 477240 500000 PRN SOLE 500000 0 0 OPERA LTD SPONSORED ADS 68373M107 BBG00LBLDJ80 952493 61650 SH SOLE 61650 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 BBG00RTV3HK7 489052 500000 PRN SOLE 500000 0 0 PERRIGO CO PLC SHS G97822103 BBG001S704D8 204594 7800 SH SOLE 7800 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 BBG00P5B2S73 1135460 62802 SH SOLE 62802 0 0 PRICESMART INC COM 741511109 BBG001SB78V3 474962 5175 SH SOLE 5175 0 0 REPOSITRAK INC COM NEW 700215304 BBG001SK6032 239482 12966 SH SOLE 12966 0 0 RICHARDSON ELECTRS LTD COM 763165107 BBG001S5VMS2 259683 21044 SH SOLE 21044 0 0 RUBRIK INC. CL A 781154109 BBG008D32614 1036227 32231 SH SOLE 32231 0 0 SELECT WATER SOLUTIONS INC CL A COM 81617J301 BBG00G4Y2F27 401793 36100 SH SOLE 36100 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 574290 85080 SH SOLE 85080 0 0 UGI CORP NEW COM 902681105 BBG001S5X0W3 212670 8500 SH SOLE 8500 0 0 VALHI INC NEW COM 918905209 BBG001S5X7H5 278139 8335 SH SOLE 8335 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 BBG001T9BPT7 457200 18000 SH SOLE 18000 0 0 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 BBG00ZXN23R7 465323 500000 PRN SOLE 500000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 BBG0001J68G5 7693200 6000 SH SOLE 6000 0 0 WILEY JOHN & SONS INC CL A 968223206 BBG001S8K9L4 482500 10000 SH SOLE 10000 0 0 YORK WTR CO COM 987184108 BBG001S6YWZ7 280950 7500 SH SOLE 7500 0 0