0000950123-23-001616.txt : 20230213
0000950123-23-001616.hdr.sgml : 20230213
20230210190651
ACCESSION NUMBER: 0000950123-23-001616
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230210
EFFECTIVENESS DATE: 20230213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC
CENTRAL INDEX KEY: 0000855702
IRS NUMBER: 232566941
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18923
FILM NUMBER: 23614102
BUSINESS ADDRESS:
STREET 1: 600 DRESHER ROAD
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
BUSINESS PHONE: 215-956-8114
MAIL ADDRESS:
STREET 1: 600 DRESHER ROAD
STREET 2: SUITE 100
CITY: HORSHAM
STATE: PA
ZIP: 19044
FORMER COMPANY:
FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV
DATE OF NAME CHANGE: 19890926
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0000855702
XXXXXXXX
12-31-2022
12-31-2022
false
Penn Mutual Asset Management, LLC
600 Dresher Road
Suite 100
Horsham
PA
19044
13F COMBINATION REPORT
028-18923
000107518
801-35477
028-01343
000104652
801-13991
Janus Henderson Investors
028-05267
000277065
801-106854
DIFA, Macquarie Investment Management
028-10562
000108477
801-56720
AllianceBernstein L.P.
028-01091
000105778
801-8174
American Century Investment Management, Inc.
028-02405
000106266
801-27721
Cohen & Steers Capital Management, Inc.
028-10981
000107738
801-37591
Goldman Sachs Asset Management, L.P.
028-13177
000110045
801-17352
MFS Investment Management
028-11866
000110353
801-15757
Morgan Stanley Investment Management, Inc.
028-11338
000111242
801-60103
SSgA Funds Management, Inc.
028-00115
000105496
801-856
T. Rowe Price Associates, Inc.
028-04490
000105007
801-21953
Vontobel Asset Management, Inc.
028-04139
000104859
801-15930
Eaton Vance Management
N
Keith Huckerby
President and Chief Operating Officer
215-956-8033
Keith Huckerby
Horsham
PA
02-09-2023
0
61
89579004
false
INFORMATION TABLE
2
20744.xml
INFORMATION TABLE FOR FORM 13F
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
BBG000JK57G6
203490
66500
SH
SOLE
66500
0
0
AGNC INVT CORP
COM
00123Q104
BBG000TJ8XZ7
3170847
306362
SH
SOLE
306362
0
0
AT&T INC
COM
00206R102
BBG000BSJK37
2627107
142700
SH
SOLE
142700
0
0
ABRDN ASIA PACIFIC INCOME FU
COM
003009107
BBG000BB3MF4
3955139
1503855
SH
SOLE
1503855
0
0
ARGAN INC
COM
04010E109
BBG000K4J3T0
1881876
51027
SH
SOLE
51027
0
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
BBG001M6CZY1
1412235
47550
SH
SOLE
47550
0
0
BANK NEW YORK MELLON CORP
COM
064058100
BBG000BD8PN9
298156
6550
SH
SOLE
6550
0
0
BARRICK GOLD CORP
COM
067901108
BBG000BB07P9
1718000
100000
SH
SOLE
100000
0
0
BLACKROCK RES & COMMODITIES
SHS
09257A108
BBG0019VQB06
5794375
581181
SH
SOLE
581181
0
0
BRADY CORP
CL A
104674106
BBG000BDNV95
264231
5610
SH
SOLE
5610
0
0
DAY ONE BIOPHARMACEUTICALS I
COM
23954D109
BBG00V1KSN04
536278
24920
SH
SOLE
24920
0
0
DOMINION ENERGY INC
COM
25746U109
BBG000BGVW60
761945
12426
SH
SOLE
12426
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
BBG00R4C15K4
2621914
199841
SH
SOLE
199841
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
BBG000BM2FL9
1584645
133500
SH
SOLE
133500
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
BBG000BR3012
1390832
57663
SH
SOLE
57663
0
0
EVOLUTION PETE CORP
COM
30049A107
BBG000C15T59
2408299
318980
SH
SOLE
318980
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
BBG000CH7WB8
377635
45280
SH
SOLE
45280
0
0
FRANKLIN BSP RLTY TR INC
COMMON STOCK
35243J101
BBG0131739J2
4514845
349988
SH
SOLE
349988
0
0
FUTUREFUEL CORP
COM
36116M106
BBG000GDSKT7
2549275
313564
SH
SOLE
313564
0
0
GARRETT MOTION INC
PFD CONV SER A
366505204
BBG000BGVW60
391378
44986
SH
SOLE
44986
0
0
GRAFTECH INTL LTD
COM
384313508
BBG00KDYT8C4
199920
42000
SH
SOLE
42000
0
0
HALOZYME THERAPEUTICS INC
NOTE 0.250% 3/0
40637HAD1
BBG00ZFDCBK7
1263403
1305000
PRN
SOLE
1305000
0
0
HEALTHCARE SVCS GROUP INC
COM
421906108
BBG000BKYVF0
1641240
136770
SH
SOLE
136770
0
0
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
BBG00PB92FW1
1217466
1274000
PRN
SOLE
1274000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG000BLNNH6
2374701
16855
SH
SOLE
16855
0
0
IONIS PHARMACEUTICALS INC
NOTE 0.125%12/1
462222AB6
BBG00R3L6254
1140574
1256000
PRN
SOLE
1256000
0
0
ISHARES TR
PFD AND INCM SEC
464288687
BBG000G7K7Q0
2268379
74300
SH
SOLE
74300
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
BBG00HG7QNL7
506953
515000
PRN
SOLE
515000
0
0
JOHN BEAN TECHNOLOGIES CORP
NOTE 0.250% 5/1
477839AB0
BBG0116YHZV5
429250
500000
PRN
SOLE
500000
0
0
LSI INDS INC OHIO
COM
50216C108
BBG000BNKN21
1635191
133594
SH
SOLE
133594
0
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 5/1
53220KAF5
BBG00KXRV5J3
1222245
1256000
PRN
SOLE
1256000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
BBG0035TJGV4
1711851
52127
SH
SOLE
52127
0
0
MORGAN STANLEY EMERGING MKTS
COM
617477104
BBG000PY8K68
4240804
963819
SH
SOLE
963819
0
0
NVE CORP
COM NEW
629445206
BBG000N22GR2
2571741
39718
SH
SOLE
39718
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
BBG000LYF3S8
373766
4120
SH
SOLE
4120
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
BBG000C1ZRQ7
171200
10700
SH
SOLE
10700
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
BBG000BGBTC2
925145
33100
SH
SOLE
33100
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
BBG0037TDXT4
142568
13152
SH
SOLE
13152
0
0
PHATHOM PHARMACEUTICALS INC
COM
71722W107
BBG00P5B2S19
704638
62802
SH
SOLE
62802
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
BBG000BP63C5
1287720
109500
SH
SOLE
109500
0
0
RPC INC
COM
749660106
BBG000BS3047
263020
29586
SH
SOLE
29586
0
0
RICHARDSON ELECTRS LTD
COM
763165107
BBG000BS1WR4
248367
11644
SH
SOLE
11644
0
0
SANOFI
SPONSORED ADR
80105N105
BBG000BBD5N1
1331825
27500
SH
SOLE
27500
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
BBG000BJ2D31
3552595
30240
SH
SOLE
30240
0
0
SNAP ON INC
COM
833034101
BBG000BT7JW9
289040
1265
SH
SOLE
1265
0
0
SNAP INC
NOTE 0.750% 8/0
83304AAB2
BBG00PXFCN28
338800
400000
PRN
SOLE
400000
0
0
SOUTHERN COPPER CORP
COM
84265V105
BBG000BSHH72
298025
4935
SH
SOLE
4935
0
0
SPOK HLDGS INC
COM
84863T106
BBG000N4KB80
3286319
401260
SH
SOLE
401260
0
0
SUPERNUS PHARMACEUTICALS
NOTE 0.625% 4/0
868459AD0
BBG00K9Y6NS4
663188
675000
PRN
SOLE
675000
0
0
TENARIS S A
SPONSORED ADS
88031M109
BBG000PLD4R3
331559
9430
SH
SOLE
9430
0
0
TURNING PT BRANDS INC
NOTE 2.500% 7/1
90041LAE5
BBG00PT90S83
1107686
1250000
PRN
SOLE
1250000
0
0
TWO HBRS INVT CORP
COM
90187B804
BBG000MG3Y65
977740
62000
SH
SOLE
62000
0
0
UGI CORP NEW
UNIT 06/01/2024
902681113
BBG011387K94
487869
5645
SH
SOLE
5645
0
0
UTAH MED PRODS INC
COM
917488108
BBG000HFDNW7
231219
2300
SH
SOLE
2300
0
0
VALE S A
SPONSORED ADS
91912E105
BBG000BN5LG7
491332
28953
SH
SOLE
28953
0
0
VANECK ETF TRUST
JP MRGAN EM LOC
92189H300
BBG000BF8YP3
1185889
48943
SH
SOLE
48943
0
0
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
BBG00L3F3896
979578
1015000
PRN
SOLE
1015000
0
0
VISTRA CORP
COM
92840M102
BBG00DXDL6Q1
201956
8705
SH
SOLE
8705
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
BBG000BWLMJ4
672480
18000
SH
SOLE
18000
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
BBG000001Y75
7110000
6000
SH
SOLE
6000
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
BBG000BVBQD4
1039260
114079
SH
SOLE
114079
0
0