0000950123-22-002809.txt : 20220214 0000950123-22-002809.hdr.sgml : 20220214 20220214132157 ACCESSION NUMBER: 0000950123-22-002809 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 22628767 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000855702 XXXXXXXX 12-31-2021 12-31-2021 false Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 DIFA, Macquarie Investment Management 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 02-14-2022 12 56 93315 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 DIFA, Macquarie Investment Management 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-00399 SSgA Funds Management, Inc. 10 028-00115 T. Rowe Price Associates, Inc. 11 028-04490 Vontobel Asset Management, Inc. 12 028-04139 Eaton Vance Management INFORMATION TABLE 2 10597.xml INFORMATION TABLE FOR FORM 13F AGNC INVESTMENT CORP COM 00123Q104 4608 306362 SH SOLE 306362 0 0 AT&T INC COM 00206R102 3756 152670 SH SOLE 152670 0 0 ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 003009107 8533 2233755 SH SOLE 2233755 0 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 277 7105 SH SOLE 7105 0 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 2766 353745 SH SOLE 353745 0 0 ARGAN INC COM 04010E109 312 8065 SH SOLE 8065 0 0 BWX TECHNOLOGIES INC COM 05605H100 251 5245 SH SOLE 5245 0 0 BANK OF AMERICA CORP COM 060505104 125 2820 SH SOLE 2820 0 0 BARRICK GOLD CORP COM COM 067901108 2153 89525 SH SOLE 89525 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST SHS 09257A108 3308 353781 SH SOLE 353781 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC SHS 112830104 364 17256 SH SOLE 17256 0 0 COTERRA ENERGY I COM 127097103 184 9660 SH SOLE 9660 0 0 CALAMP CORP NOTE 128126AD1 654 705 SH SOLE 705 0 0 CAMPING WORLD HOLDINGS INC-A CLA 13462K109 240 5930 SH SOLE 5930 0 0 DEVON ENERGY CORP COM 25179M103 95 2150 SH SOLE 2150 0 0 DIGITALBRIDGE GROUP CLA 25401T108 2940 352939 SH SOLE 352939 0 0 DOMINION ENERGY INC COM 25746U109 976 12426 SH SOLE 12426 0 0 DOUBLELINE YIELD OPPORTUNITIES FUND COM 25862D105 3737 199841 SH SOLE 199841 0 0 EOG RESOURCES INC COM 26875P101 68 760 SH SOLE 760 0 0 EDGEWELL PERSONAL CARE CO COM 28035Q102 203 4435 SH SOLE 4435 0 0 ENERGY TRANSFER LP COM 29273V100 786 95500 SH SOLE 95500 0 0 EXXON MOBILE CORP COM 30231G102 127 2080 SH SOLE 2080 0 0 FEDERAL REALTY INVS TRUST SH 313747206 136 995 SH SOLE 995 0 0 FRANKLIN BSP RLTY TR INC COM 35243J101 15513 1038322 SH SOLE 1038322 0 0 FORTIVE CORP NOTE 34959JAK4 5400 5400000 SH SOLE 5400000 0 0 GILEAD SCIENCES INC COM 375558103 259 3570 SH SOLE 3570 0 0 HOLLYFRONTIER CO COM 436106108 261 7955 SH SOLE 7955 0 0 HURCO COMPANIES INC COM 447324104 293 9880 SH SOLE 9880 0 0 IBM COM 459200101 211 1575 SH SOLE 1575 0 0 IONS 0 1/8 12/15/24 NOTE 462222AB6 765 856 PRN SOLE 856 0 0 ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF COM 464286517 83 2109 SH SOLE 2109 0 0 JAZZ INVT I LTD NOTE 472145AD3 515 515 SH SOLE 515 0 0 KIMCO REALTY CORP COM 49446R109 135 5465 SH SOLE 5465 0 0 LSI INDUSTRIES INC COM 50216C108 280 40840 SH SOLE 40840 0 0 LIGAND PHARMACEU NOTE 53220KAF5 806 810 SH SOLE 810 0 0 MGP INGREDIENTS INC COM 55303J106 106 1250 SH SOLE 1250 0 0 MARINE PRODUCTS COM 568427108 82 6580 SH SOLE 6580 0 0 MIX TELEMATICS LTD-SP ADR ADR 60688N102 310 24610 SH SOLE 24610 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 5282 963819 SH SOLE 963819 0 0 MOSAIC CO/THE COM 61945C103 158 4020 SH SOLE 4020 0 0 NVE CORP COM 629445206 120 1750 SH SOLE 1750 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 4519 421900 SH SOLE 421900 0 0 NUCOR CORP COM 670346105 64 560 SH SOLE 560 0 0 NUSTAR ENERGY LP COM 67058H102 170 10700 SH SOLE 10700 0 0 NUVEEN PREFERRED & INCOME SECURITIES FUND COM 67072C105 3010 309650 SH SOLE 309650 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 198 13152 SH SOLE 13152 0 0 PLAINS ALL AMERICAN PIPELINE LP COM 726503105 364 39500 SH SOLE 39500 0 0 SIMON PROPERTY GROUP INC COM 828806109 4831 30240 SH SOLE 30240 0 0 SNAP-ON INC COM 833034101 263 1220 SH SOLE 1220 0 0 SUPERNUS PHARMAC NOTE 868459AD0 665 675 SH SOLE 675 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 1431 248000 SH SOLE 248000 0 0 UGI CORP COM 902681105 137 2990 SH SOLE 2990 0 0 UGI CORP COM 902681113 210 2000 SH SOLE 2000 0 0 UNION BANKSHARES INC/VT COM 905400107 208 7160 SH SOLE 7160 0 0 VIACOMCBS INC COM 92556H305 1126 22430 SH SOLE 22430 0 0 WELLS FARGO CO NEW COM 949746804 8943 6000 SH SOLE 6000 0 0