The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVESTMENT CORP | COM | 00123Q104 | 7,906 | 506,800 | SH | SOLE | 506,800 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 4,104 | 142,700 | SH | SOLE | 142,700 | 0 | 0 | ||
ABERDEEN ASIA-PACIFIC INCOME FUND INC | COM | 003009107 | 10,760 | 2,418,083 | SH | SOLE | 2,418,083 | 0 | 0 | ||
ALTABANCORP | COM | 021347109 | 210 | 7,520 | SH | SOLE | 7,520 | 0 | 0 | ||
AMERICAN EQUITY INVT LIFE HL | COM | 025676206 | 174 | 6,285 | SH | SOLE | 6,285 | 0 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 278 | 12,911 | SH | SOLE | 12,911 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT INC | COM | 035710409 | 12,631 | 1,494,800 | SH | SOLE | 1,494,800 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 520 | 37,306 | SH | SOLE | 37,306 | 0 | 0 | ||
BWX TECHNOLOGIES INC | COM | 05605H100 | 206 | 3,425 | SH | SOLE | 3,425 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 199 | 6,560 | SH | SOLE | 6,560 | 0 | 0 | ||
BARRICK GOLD CORP COM | COM | 067901108 | 1,709 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | SHS | 09257A108 | 1,116 | 150,600 | SH | SOLE | 150,600 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOME FUND INC | COM | 112830104 | 308 | 17,256 | SH | SOLE | 17,256 | 0 | 0 | ||
CAMP 2 08/01/25 | NOTE | 128126AD1 | 602 | 680,000 | PRN | SOLE | 0 | 0 | 0 | ||
CAPSTEAD MORTGAGE CORP | COM | 14067E506 | 2,749 | 473,165 | SH | SOLE | 473,165 | 0 | 0 | ||
CHENIERE ENERGY INC 4.25 03/15/2045 | NOTE | 16411RAG4 | 255 | 327,000 | PRN | SOLE | 0 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 112 | 2,496 | SH | SOLE | 2,496 | 0 | 0 | ||
COLONY CAPITAL INC | COM | 19626G108 | 1,698 | 352,939 | SH | SOLE | 352,939 | 0 | 0 | ||
DENBURY INC | COM | 24790A101 | 769 | 29,946 | SH | SOLE | 29,946 | 0 | 0 | ||
DEVON ENERGY CORP | COM | 25179M103 | 26 | 1,675 | SH | SOLE | 1,675 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 934 | 12,426 | SH | SOLE | 12,426 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITIES FUND | COM | 25862D105 | 4,628 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
EOG RESOURCES INC | COM | 26875P101 | 204 | 4,095 | SH | SOLE | 4,095 | 0 | 0 | ||
EDGEWELL PERSONAL CARE CO | COM | 28035Q102 | 200 | 5,770 | SH | SOLE | 5,770 | 0 | 0 | ||
89BIO INC | COM | 282559103 | 395 | 16,190 | SH | SOLE | 16,190 | 0 | 0 | ||
ENERGIZER HOLDINGS INC | COM | 29272W208 | 134 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 590 | 95,500 | PRN | SOLE | 95,500 | 0 | 0 | ||
ERICSSON (LM) TEL-SP ADR | COM | 294821608 | 160 | 13,425 | SH | SOLE | 13,425 | 0 | 0 | ||
FLIR SYSTEMS INC | COM | 302445101 | 227 | 5,180 | SH | SOLE | 5,180 | 0 | 0 | ||
FEDERAL REALTY INVS TRUST | COM | 313747206 | 99 | 1,165 | SH | SOLE | 1,165 | 0 | 0 | ||
FORTIVE CORPORATION 0.875 02/15/2022 | NOTE | 34959JAK4 | 5,555 | 5,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 139 | 10,910 | SH | SOLE | 10,910 | 0 | 0 | ||
GENERATION BIO CO | COM | 37148K100 | 1,149 | 40,545 | SH | SOLE | 40,545 | 0 | 0 | ||
GOLD RESOURCE CORP | COM | 38068T105 | 197 | 67,645 | SH | SOLE | 67,645 | 0 | 0 | ||
HARTFORD FINANCIAL SVCS GRP | COM | 416515104 | 240 | 4,890 | SH | SOLE | 4,890 | 0 | 0 | ||
HUNTINGTON INGALLS INDUSTRIE | COM | 446413106 | 234 | 1,375 | SH | SOLE | 1,375 | 0 | 0 | ||
INGLES MARKETS INC-CLASS A | COM | 457030104 | 245 | 5,735 | SH | SOLE | 5,735 | 0 | 0 | ||
IONS 0 1/8 12/15/24 | NOTE | 462222AB6 | 363 | 356,000 | PRN | SOLE | 0 | 0 | 0 | ||
ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | COM | 464286517 | 95 | 2,109 | SH | SOLE | 2,109 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD 1.5 08/15/2024 | NOTE | 472145AD3 | 547 | 515,000 | PRN | SOLE | 0 | 0 | 0 | ||
KIMCO REALTY CORP | COM | 49446R109 | 106 | 7,085 | SH | SOLE | 7,085 | 0 | 0 | ||
KRAFT HEINZ CO/THE | COM | 500754106 | 228 | 6,565 | SH | SOLE | 6,565 | 0 | 0 | ||
LIGAND PHARMACEUTICALS I 0.75 05/15/2023 | NOTE | 53220KAF5 | 626 | 665,000 | PRN | SOLE | 0 | 0 | 0 | ||
MGP INGREDIENTS INC | COM | 55303J106 | 239 | 5,085 | SH | SOLE | 5,085 | 0 | 0 | ||
MIX TELEMATICS LTD-SP ADR | SPONSORED ADR | 60688N102 | 150 | 11,895 | SH | SOLE | 11,895 | 0 | 0 | ||
MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | COM | 617477104 | 6,392 | 1,016,241 | SH | SOLE | 1,016,241 | 0 | 0 | ||
MOSAIC CO/THE | COM | 61945C103 | 109 | 4,730 | SH | SOLE | 4,730 | 0 | 0 | ||
MYERS INDUSTRIES INC | COM | 628464109 | 198 | 9,525 | SH | SOLE | 9,525 | 0 | 0 | ||
NATIONAL PRESTO INDS INC | COM | 637215104 | 223 | 2,525 | SH | SOLE | 2,525 | 0 | 0 | ||
NEW RESIDENTIAL INVESTMENT CORP | COM | 64828T201 | 5,278 | 531,000 | SH | SOLE | 531,000 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 212 | 9,995 | SH | SOLE | 9,995 | 0 | 0 | ||
NUSTAR ENERGY LP | COM | 67058H102 | 154 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
NUVEEN PREFERRED & INCOME SECURITIES FUND | COM | 67072C105 | 4,067 | 418,033 | SH | SOLE | 418,033 | 0 | 0 | ||
OMNICOM GROUP | COM | 681919106 | 205 | 3,285 | SH | SOLE | 3,285 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FUND INC | COM | 69346J106 | 2,402 | 165,301 | SH | SOLE | 165,301 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 2,888 | 86,940 | SH | SOLE | 86,940 | 0 | 0 | ||
PLAINS ALL AMERICAN PIPELINE LP | COM | 726503105 | 325 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
ROCKY BRANDS INC | COM | 774515100 | 185 | 6,590 | SH | SOLE | 6,590 | 0 | 0 | ||
SHYFT GROUP INC/THE | COM | 825698103 | 216 | 7,620 | SH | SOLE | 7,620 | 0 | 0 | ||
SIMON PROPERTY GROUP INC | COM | 828806109 | 2,644 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
SMITH & WESSON BRANDS INC | COM | 831754106 | 197 | 11,115 | SH | SOLE | 11,115 | 0 | 0 | ||
SNAP-ON INC | COM | 833034101 | 188 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
STEWART INFORMATION SERVICES | COM | 860372101 | 193 | 3,985 | SH | SOLE | 3,985 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS 0.625 04/01/2023 | NOTE | 868459AD0 | 640 | 675,000 | PRN | SOLE | 0 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 224 | 1,280 | SH | SOLE | 1,280 | 0 | 0 | ||
TWITTER INC 1 09/15/2021 | NOTE | 90184LAD4 | 204 | 200,000 | PRN | SOLE | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COM | 90187B408 | 2,007 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
UGI CORP | COM | 902681105 | 223 | 6,365 | SH | SOLE | 6,365 | 0 | 0 | ||
VALE SA | COM | 91912E105 | 485 | 28,953 | SH | SOLE | 28,953 | 0 | 0 | ||
VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | COM | 92189H300 | 11,767 | 353,693 | SH | SOLE | 353,693 | 0 | 0 | ||
VAXCYTE INC | COM | 92243G108 | 246 | 9,240 | SH | SOLE | 9,240 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 233 | 11,875 | SH | SOLE | 11,875 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 193 | 4,840 | SH | SOLE | 4,840 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 2,022 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKETS DEBT FUND INC | COM | 95766A101 | 4,853 | 349,101 | SH | SOLE | 349,101 | 0 | 0 |