0000950123-20-007509.txt : 20200803 0000950123-20-007509.hdr.sgml : 20200803 20200803090854 ACCESSION NUMBER: 0000950123-20-007509 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 201068076 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000855702 XXXXXXXX 06-30-2020 06-30-2020 false Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 Ivy Investment Management Co. 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 07-31-2020 12 30 97848 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 Ivy Investment Management Co. 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-00399 SSgA Funds Management, Inc. 10 028-00115 T. Rowe Price Associates, Inc. 11 028-04490 Vontobel Asset Management, Inc. 12 028-04139 Eaton Vance Management INFORMATION TABLE 2 758.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 00123Q104 9213 2418083 SH SOLE 2418083 0 0 AGNC INVESTMENT CORP COM 00206R102 6538 506800 SH SOLE 506800 0 0 ANNALY CAPITAL MANAGEMENT INC COM 003009107 9806 1494800 SH SOLE 1494800 0 0 AT&T INC COM 035710409 4314 142700 SH SOLE 142700 0 0 AVROBIO INC COM 05455M100 651 37306 SH SOLE 37306 0 0 BARRICK GOLD CORP COM COM 067901108 2021 75000 SH SOLE 75000 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST COM 09257A108 923 150600 SH SOLE 150600 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC COM 112830104 287 17256 SH SOLE 17256 0 0 CAPSTEAD MORTGAGE CORP COM 14067E506 2598 473165 SH SOLE 473165 0 0 COLONY CAPITAL INC COM 19626G108 847 352939 SH SOLE 352939 0 0 COUPA SOFTWARE INC COM 22266L106 677 2445 SH SOLE 2445 0 0 DOMINION ENERGY INC COM 25746U109 1009 12426 SH SOLE 12426 0 0 DOUBLELINE YIELD OPPORTUNITIES FUND COM 25862D105 4408 250000 SH SOLE 250000 0 0 ENERGY TRANSFER LP COM 29273V100 680 95500 SH SOLE 95500 0 0 FORTIVE CORP COM 34959JAK4 4911 5000000 SH SOLE 5000000 0 0 ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF COM 464286517 86 2109 SH SOLE 2109 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 5742 1016241 SH SOLE 1016241 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 5461 735000 SH SOLE 735000 0 0 NUSTAR ENERGY LP COM 67058H102 153 10700 SH SOLE 10700 0 0 NUVEEN PREFERRED & INCOME SECURITIES FUND COM 67072C105 3532 418033 SH SOLE 418033 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 2103 165301 SH SOLE 165301 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 2861 86940 SH SOLE 86940 0 0 PLAINS ALL AMERICAN PIPELINE LP COM 726503105 349 39500 SH SOLE 39500 0 0 SIMON PROPERTY GROUP INC COM 828806109 2120 31000 SH SOLE 31000 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 1588 315000 SH SOLE 315000 0 0 VALE SA COM 91912E105 299 28953 SH SOLE 28953 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF COM 92189H300 10873 353693 SH SOLE 353693 0 0 WELLS FARGO & CO COM 949746101 1715 67000 SH SOLE 67000 0 0 WELLS FARGO & CO COM 949746804 7782 6000 SH SOLE 6000 0 0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC COM 95766A101 4301 349101 SH SOLE 349101 0 0