0000950123-20-004890.txt : 20200514 0000950123-20-004890.hdr.sgml : 20200514 20200514141545 ACCESSION NUMBER: 0000950123-20-004890 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 20876942 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000855702 XXXXXXXX 03-31-2020 03-31-2020 Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 Ivy Investment Management Co. 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-13573 Neuberger Berman Investment Advisors LLC 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 05-13-2020 13 30 137880 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 Ivy Investment Management Co. 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-13573 Neuberger Berman Investment Advisors LLC 10 028-00399 SSgA Funds Management, Inc. 11 028-00115 T. Rowe Price Associates, Inc. 12 028-04490 Vontobel Asset Management, Inc. 13 028-04139 Eaton Vance Management INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 003009107 9414 2785083 SH SOLE 2785083 0 0 AGNC INVESTMENT CORP COM 00123Q104 11646 1100800 SH SOLE 1100800 0 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 11827 2332800 SH SOLE 2332800 0 0 AT&T INC COM 00206R102 7958 273000 SH SOLE 273000 0 0 AVROBIO INC COM 05455M100 580 37306 SH SOLE 37306 0 0 BARRICK GOLD CORP COM COM 067901108 7603 415000 SH SOLE 415000 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST COM 09257A108 759 150600 SH SOLE 150600 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC COM 112830104 253 17256 SH SOLE 17256 0 0 CAPSTEAD MORTGAGE CORP COM 14067E506 1987 473165 SH SOLE 473165 0 0 COLONY CAPITAL INC COM 19626G108 618 352939 SH SOLE 352939 0 0 DOMINION ENERGY INC COM 25746U109 897 12426 SH SOLE 12426 0 0 DOUBLELINE YIELD OPPORTUNITIES FUND COM 25862D105 4750 250000 SH SOLE 250000 0 0 ENERGY TRANSFER LP COM 29273V100 439 95500 SH SOLE 95500 0 0 FORTY SEVEN INC COM 34983P104 3044 31905 SH SOLE 31905 0 0 ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF COM 464286517 79 2109 SH SOLE 2109 0 0 ISHARES PREFERRED & INCOME SECURITIES ETF COM 464288687 10380 326000 SH SOLE 326000 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 8056 1546241 SH SOLE 1546241 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 3467 692000 SH SOLE 692000 0 0 NUSTAR ENERGY LP COM 67058H102 92 10700 SH SOLE 10700 0 0 NUVEEN PREFERRED & INCOME SECURITIES FUND COM 67072C105 3035 418033 SH SOLE 418033 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 1828 165301 SH SOLE 165301 0 0 PLAINS ALL AMERICAN PIPELINE LP COM 726503105 209 39500 SH SOLE 39500 0 0 SIMON PROPERTY GROUP INC COM 828806109 3456 63000 SH SOLE 63000 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 2545 668000 SH SOLE 668000 0 0 VALE SA COM 91912E105 240 28953 SH SOLE 28953 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF COM 92189H300 25671 901693 SH SOLE 901693 0 0 VANGUARD ENERGY ETF COM 92204A306 2599 68000 SH SOLE 68000 0 0 WELLS FARGO CO NEW PERP PFD CNV A COM 949746804 7644 6000 SH SOLE 6000 0 0 WELLS FARGO & CO COM 949746101 3128 109000 SH SOLE 109000 0 0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC COM 95766A101 3676 349101 SH SOLE 349101 0 0