0000950123-19-010251.txt : 20191107 0000950123-19-010251.hdr.sgml : 20191107 20191107091837 ACCESSION NUMBER: 0000950123-19-010251 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 191198387 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000855702 XXXXXXXX 09-30-2019 09-30-2019 Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 Ivy Investment Management Co. 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-13573 Neuberger Berman Investment Advisors LLC 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 11-07-2019 13 23 148250 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 Ivy Investment Management Co. 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-13573 Neuberger Berman Investment Advisors LLC 10 028-00399 SSgA Funds Management, Inc. 11 028-00115 T. Rowe Price Associates, Inc. 12 028-04490 Vontobel Asset Management, Inc. 13 028-04139 Eaton Vance Management INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 003009107 11669 2785083 SH SOLE 2785083 0 0 AGNC INVESTMENT CORP COM 00123Q104 23435 1456500 SH SOLE 1456500 0 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 20925 2377800 SH SOLE 2377800 0 0 BARRICK GOLD CORP COM COM 067901108 3041 175500 SH SOLE 175500 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST COM 09257A108 1126 150600 SH SOLE 150600 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC COM 112830104 390 17256 SH SOLE 17256 0 0 CAPSTEAD MORTGAGE CORP COM 14067E506 3478 473165 SH SOLE 473165 0 0 COLONY CAPITAL INC COM 19626G108 2125 352939 SH SOLE 352939 0 0 DOMINION ENERGY INC COM 25746U109 1007 12426 SH SOLE 12426 0 0 EAGLE POINT CREDIT CO INC COM 269808101 444 28145 SH SOLE 28145 0 0 ENERGY TRANSFER LP COM 29273V100 916 70000 SH SOLE 70000 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 10190 1546241 SH SOLE 1546241 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 14222 907000 SH SOLE 907000 0 0 NEWMONT GOLDCORP CORP COM 651639106 2586 68200 SH SOLE 68200 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 2375 165301 SH SOLE 165301 0 0 PLAINS ALL AMERICAN PIPELINE LP COM 726503105 457 22000 SH SOLE 22000 0 0 SIMON PROPERTY GROUP INC COM 828806109 4825 31000 SH SOLE 31000 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 5738 437000 SH SOLE 437000 0 0 UPWORK INC COM 91688F104 792 59563 SH SOLE 59563 0 0 VALE SA COM 91912E105 333 28953 SH SOLE 28953 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF COM 92189H300 24192 733100 SH SOLE 733100 0 0 WELLS FARGO & CO COM 949746804 9135 6000 SH SOLE 6000 0 0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC COM 95766A101 4849 349101 SH SOLE 349101 0 0