0000950123-19-004552.txt : 20190513 0000950123-19-004552.hdr.sgml : 20190513 20190513131308 ACCESSION NUMBER: 0000950123-19-004552 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Mutual Asset Management, LLC CENTRAL INDEX KEY: 0000855702 IRS NUMBER: 232566941 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18923 FILM NUMBER: 19817724 BUSINESS ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 215-956-8114 MAIL ADDRESS: STREET 1: 600 DRESHER ROAD STREET 2: SUITE 100 CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: INDEPENDENCE CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890926 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000855702 XXXXXXXX 03-31-2019 03-31-2019 Penn Mutual Asset Management, LLC

600 Dresher Road Suite 100 Horsham PA 19044

13F COMBINATION REPORT 028-18923 028-10904 Janus Henderson Group Plc 028-10368 Ivy Investment Management Co. 028-10562 AllianceBernstein L.P. 028-01091 American Century Investment Management, Inc. 028-11197 Cohen & Steers Capital Management, Inc. 028-10981 Goldman Sachs Asset Management, L.P. 028-04968 MFS Investment Management 028-03432 Morgan Stanley Investment Management, Inc. 028-13573 Neuberger Berman Investment Advisors LLC 028-00399 SSgA Funds Management, Inc. 028-00115 T. Rowe Price Associates, Inc. 028-04490 Vontobel Asset Management, Inc. 028-04139 Eaton Vance Management N Keith Huckerby 215-956-8033 Keith Huckerby Horsham PA 05-09-2019 13 21 8728 false 1 028-10904 Janus Henderson Group Plc 2 028-10368 Ivy Investment Management Co. 3 028-10562 AllianceBernstein L.P. 4 028-01091 American Century Investment Management, Inc. 5 028-11197 Cohen & Steers Capital Management, Inc. 6 028-10981 Goldman Sachs Asset Management, L.P. 7 028-04968 MFS Investment Management 8 028-03432 Morgan Stanley Investment Management, Inc. 9 028-13573 Neuberger Berman Investment Advisors LLC 10 028-00399 SSgA Funds Management, Inc. 11 028-00115 T. Rowe Price Associates, Inc. 12 028-04490 Vontobel Asset Management, Inc. 13 028-04139 Eaton Vance Management INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA-PACIFIC INCOME FUND INC COM 00123Q104 1217 1216500 SH SOLE 1216500 0 0 AGNC INVESTMENT CORP COM 00206R102 158 158000 SH SOLE 158000 0 0 ANNALY CAPITAL MANAGEMENT INC COM 003009107 2785 2785083 SH SOLE 2785083 0 0 AT&T INC COM 035710409 875 874800 SH SOLE 874800 0 0 BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST COM 09257A108 151 150600 SH SOLE 150600 0 0 BROOKFIELD REAL ASSETS INCOME FUND INC COM 112830104 17 17256 SH SOLE 17256 0 0 CAPSTEAD MORTGAGE CORP COM 14067E506 473 473165 SH SOLE 473165 0 0 COLONY CAPITAL INC COM 19626G108 353 352939 SH SOLE 352939 0 0 DOCUSIGN INC COM 256163106 33 33126 SH SOLE 33126 0 0 DOMINION ENERGY INC COM 25746U109 12 12426 SH SOLE 12426 0 0 DOUBLELINE INCOME SOLUTIONS FUND COM 258622109 60 60100 SH SOLE 60100 0 0 EAGLE POINT CREDIT CO INC COM 269808101 73 73445 SH SOLE 73445 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 26 25900 SH SOLE 25900 0 0 MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC COM 617477104 1546 1546241 SH SOLE 1546241 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T201 257 257000 SH SOLE 257000 0 0 PGIM GLOBAL HIGH YIELD FUND INC COM 69346J106 165 165301 SH SOLE 165301 0 0 SIMON PROPERTY GROUP INC COM 828806109 23 23000 SH SOLE 23000 0 0 TWO HARBORS INVESTMENT CORP COM 90187B408 120 120000 SH SOLE 120000 0 0 VALE SA COM 91912E105 29 28953 SH SOLE 28953 0 0 WELLS FARGO & CO COM 949746804 6 6000 SH SOLE 6000 0 0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC COM 95766A101 349 349101 SH SOLE 349101 0 0