-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ib0oVUF8NoNqvAMX781WNHafDWr8KnnTtTKQETbIV0FxVL1OgF0ETrGm3vaymLzC sdyV2MJE/AKkv0Zz1dK9Qw== 0001144204-03-005652.txt : 20030916 0001144204-03-005652.hdr.sgml : 20030916 20030916163218 ACCESSION NUMBER: 0001144204-03-005652 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030912 ITEM INFORMATION: Changes in registrant's certifying accountant FILED AS OF DATE: 20030916 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UCAP INC CENTRAL INDEX KEY: 0000855684 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 841325695 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27480 FILM NUMBER: 03897920 BUSINESS ADDRESS: STREET 1: 14001 EAST ILIFF STREET 2: SUITE 701 CITY: AURORA STATE: CO ZIP: 80014 BUSINESS PHONE: 3036961700 MAIL ADDRESS: STREET 1: 101 WEST MAIN STREET 2: SUITE 200 CITY: EL DORADO STATE: AR ZIP: 71730 FORMER COMPANY: FORMER CONFORMED NAME: LAHAINA ACQUISITIONS INC DATE OF NAME CHANGE: 19960105 8-K 1 form8k.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2003 (September 12, 2003) UCAP Incorporated Colorado 0-27480 84-1325695 (State or other jurisdiction of (Commission File ID No.) (IRS Employer No.) incorporation) Suite 700, 14001 E. Iliff Avenue Denver, CO 80014 (Address of principal executive offices) (303) 696-1700 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report) Item 4. Changes in Registrant's Certifying Accountant The registrant has engaged Richey, May & Co., LLP as its principal accountant as of September 12, 2003. The registrant's former accountant, Moore Stephens Frost declined to stand for re-election as of July 29, 2003, as reported on the registrant's current report on Form 8-K filed on September 3, 2003. The decision to engage Richey, May & Co., LLP was approved by the Audit Committee of the registrant's Board of Directors. During the two most recent fiscal years of the registrant ended June 30, 2003 and the subsequent interim period to date hereof, the registrant did not consult with Richey, May & Co., LLP regarding any of the matters or events set forth in Item 304(a)(2)(i) and (ii) of Regulation S-B. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits None SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. UCAP Incorporated (Registrant) Dated: September 15, 2003 By: /s/ Keith Miller --------------------------------- Keith Miller Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----