-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Io+j8kmLpw40x0Wv4VE90vFYz6SWRc0012tTK0n57SO1X2WNdMQ13pouVC35qXEI cHKrEs7hYFEyQ6KMP5p6TA== 0000949459-97-000573.txt : 19971218 0000949459-97-000573.hdr.sgml : 19971218 ACCESSION NUMBER: 0000949459-97-000573 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971215 ITEM INFORMATION: FILED AS OF DATE: 19971217 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAHAINA ACQUISITIONS INC CENTRAL INDEX KEY: 0000855684 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841325695 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-27480 FILM NUMBER: 97739707 BUSINESS ADDRESS: STREET 1: 5459 S IRIS ST STREET 2: SUITE 2-102 CITY: LITTLETON STATE: C0 ZIP: 80123 BUSINESS PHONE: (303) 904- MAIL ADDRESS: STREET 1: 5459 SOUTH IRIS STREET STREET 2: SUITE 2-102 CITY: LITTLETON STATE: CO ZIP: 80123 8-K 1 LAHAINA ACQUISITIONS, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ______________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 1997 LAHAINA ACQUISITIONS, INC. -------------------------- (Exact name of registrant as specified in its charter) Colorado 0-27480 84-1325695 -------- ------- ---------- (State of Incorporation) (Commission File Number) (IRS Employer Identification No.) 5459 S. Iris Street, Littleton, Colorado 80123 ---------------------------------------- ----- (Address of principal executive office) (Zip Code) Registrant's telephone number, including area code: (303) 986-6923 -------------- Not Applicable -------------- (Former Name or Former Address, if Changed Since Last Report) LAHAINA ACQUISITIONS FORM 8-K CURRENT REPORT Item 1. Changes in Control of Registrant - ------------------------------------------- NOT APPLICABLE Item 2. Acquisition or Disposition of Assets - ----------------------------------------------- NOT APPLICABLE Item 3. Bankruptcy or Receivership. - -------------------------------------- NOT APPLICABLE Item 4. Changes in Registrant's Certifying Accountant - -------------------------------------------------------- On December 15, 1997, the Registrant engaged Millward & Co. CPAs, to act as the Registrant's independent certified public accountant. Millward & Co. CPAs replaces KPMG, 130 Dufferin Avenue, Suite 1400, London Ontario, Canada, who the Registrant terminated its relationship with on December 15, 1997. Since the Registrant appointed KPMG on or before November 3, 1997, there have been no disagreements with KPMG on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure or any reportable events. KPMG did not prepare any financial statements for the Registrant. The Registrant, since the appointment of KPMG, has determined that it is in the best interest of the Registrant to not operate in Canada at this time and has concluded that the Registrant as a whole would be better served by a domestic accounting firm with knowledge of generally accepted audit standards. Accordingly, at the request of the Board of Directors, the Registrant has terminated its relationship with KPMG and engaged Millward & Co. CPAs. The Registrant has authorized KPMG to respond fully to the inquiries of Millward & Co. CPAs and has requested that KPMG provide the Registrant with a letter addressed to the SEC, as required by Item 304(a)(3) of Regulation S-K, so that the registrant can file such a letter with the SEC within ten business days after the filing of the report. Item 5. Other Events - ----------------------- NOT APPLICABLE Item 6. Resignation of Registrant's Directors - ------------------------------------------------ NOT APPLICABLE Item 7 Financial Statements and Exhibits - -------------------------------------------- NOT APPLICABLE Item 8 Change in Fiscal Year - -------------------------------- NOT APPLICABLE SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LAHAINA ACQUISITIONS, INC. Date: December 17, 1997 By: /s/ Graham Cooper ------------------- -------------------------- Graham Cooper, President -----END PRIVACY-ENHANCED MESSAGE-----