-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ViI6Us+VesynBKQ61CJEnwMtxLXxYwtTN7M/RSYtABSbkvqcbmZh7qRmab/SY8pG pfuQQ6jfrPEcFQ8ZK636lw== 0000855684-00-000019.txt : 20000516 0000855684-00-000019.hdr.sgml : 20000516 ACCESSION NUMBER: 0000855684-00-000019 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAHAINA ACQUISITIONS INC CENTRAL INDEX KEY: 0000855684 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 841325695 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 000-27480 FILM NUMBER: 631109 BUSINESS ADDRESS: STREET 1: 5895 WINDWARD PARKWAY STREET 2: SUITE 220 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 7707546140 MAIL ADDRESS: STREET 1: 5895 WINDWARD PARKWAY STREET 2: SUITE 220 CITY: ALPHARETTA STATE: GA ZIP: 30005 NT 10-Q 1 NOTIFICATION OF LATE FILING LAHAINA ACQUISITIONS INC Filing Type: NT 10-Q Description: Notification of Late Filing Filing Date: May 15, 2000 Period End: Mar 31, 2000 Primary Exchange: Over the Counter Includes OTC and OTCBB Ticker: LAHA Table of Contents - ------------------------------------------------------------------------------- NT 10-Q .....................................................................2 .....................................................................2 .....................................................................3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 0-27480 NOTIFICATION OF LATE FILING (Check One): [_] Form 10-K [_] Form 11-K [_] Form 20-F [X] Form 10-Q [_] Form N-SAR For Period Ended: March 31, 2000 [_] Transition Report on Form 10-K [_] Transition Report on Form 20-F [_] Transition Report on Form 11-K [_] Transition Report on Form 10-Q [_] Transition Report on Form N-SAR For the Transition Period Ended: Read attached instruction sheet before preparing form. Please print or type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I REGISTRANT INFORMATION LAHAINA ACQUISITIONS, INC. --------------------------------------------------------------------- Full Name of Registrant Former Name if Applicable 5895 Windward Parkway, Suite 220 --------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) Alpharetta, Georgia 30005 --------------------------------------------------------------------- PART II RULE 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) [X] | (a) The reasons described in reasonable detail in Part III of this | form could not be eliminated without unreasonable effort or | expense; | [X] | (b) The subject annual report, semi-annual report, transition report | on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion | thereof will be filed on or before the 15th calendar day | following the prescribed due date; or the subject quarterly | report or transition report on Form 10-Q, or portion thereof will | be filed on or before the fifth calendar day following the | prescribed due date; and | | (c) The accountant's statement or other exhibit required by Rule | 12b-25(c) has been attached if applicable. PART III NARRATIVE State below in reasonable detail why the Form 10-K, 11-K, 20-F 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) The Registrant's Chief Financial Officer unexpectedly resigned effective April 21, 2000. Lack of familiarity with the company and its financial reporting systems has hindered the new CFO in the completion of the 10-Q. The Registrant is waiting on the finalization of certain data involving an acquisition that was closed on March 20, 2000, which will not become available in time to permit filing the Form 10-Q by its due date. The Registrant anticipates filing its Form 10-Q for the six-months ended March 31, 2000 on or before May 20, 2000. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification L. Scott Demerau (770) 754-6140 --------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [_] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [_] Yes [X] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. LAHAINA ACQUISITIONS, INC. --------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: May 15, 2000 By: /s/ L. Scott Demerau ------------------- --------------------------------------------- L. Scott Demerau President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----