0001437749-21-000582.txt : 20210112 0001437749-21-000582.hdr.sgml : 20210112 20210112171133 ACCESSION NUMBER: 0001437749-21-000582 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200804 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSSER LEONARD CENTRAL INDEX KEY: 0001188354 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14053 FILM NUMBER: 21524199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MILESTONE SCIENTIFIC INC. CENTRAL INDEX KEY: 0000855683 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 133545623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (973) 535-2717 MAIL ADDRESS: STREET 1: 220 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 FORMER COMPANY: FORMER CONFORMED NAME: MILESTONE SCIENTIFIC INC/NJ DATE OF NAME CHANGE: 19970409 FORMER COMPANY: FORMER CONFORMED NAME: U S OPPORTUNITY SEARCH INC DATE OF NAME CHANGE: 19920703 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2020-08-04 2020-08-05 0000855683 MILESTONE SCIENTIFIC INC. MLSS 0001188354 OSSER LEONARD C/O MILESTONE SCIENTIFIC INC. 425 EAGLE ROCK AVENUE ROSELAND NJ 07068 1 1 Interim CEO Common Stock, Par Value $0.001 2020-08-04 4 J 0 133333 2.10 D 3927727 D 1,492,354 of these shares are issuable to the reporting person at the termination of employment. This amendment, dated January 12, 2021, to the Form 4 Report filed August 5, 2020 of the reporting person is being made to correct the characterization of the transaction. On August 4, 2020, the reporting person transferred 133,333 shares of Milestone Scientific Inc. ("Milestone") to Care Pro Solutions, Inc. ("Care Pro"), a Delaware corporation. The reporting person as of August 4, 2020 and thereafter was not a controlling stockholder, director or officer of Care Pro nor held or holds any investment control over the portfolio of securities that Care Pro held or holds. Therefore, the reporting person is able to take advantage of the non-exclusive safe harbor of Rule 16a-1(a)(2)(iii) under which the reporting person is not deemed the beneficial owner of a corporation's portfolio. In addition, to the extent that in the future the reporting person is no longer able to take advantage of the exclusion of beneficial ownership of the portfolio of securities held by Care Pro as provided by Rule 16a-1(a)(2)(iii), the transaction of August 4, 2020 will be a change of ownership from direct to indirect. The previously reported purchase of Milestone common stock on the Form 4 filed on August 5, 2020 was therefore not reported consistent with non-exclusive safe harbor of Rule 16a-1(a)(2)(iii) or the correct characterization of the mere change from direct to indirect ownership /s/ Leonard Osser 2021-01-12