0000899243-16-015253.txt : 20160304 0000899243-16-015253.hdr.sgml : 20160304 20160304160912 ACCESSION NUMBER: 0000899243-16-015253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150620 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MILESTONE SCIENTIFIC INC. CENTRAL INDEX KEY: 0000855683 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 133545623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (973) 535-2717 MAIL ADDRESS: STREET 1: 220 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 FORMER COMPANY: FORMER CONFORMED NAME: MILESTONE SCIENTIFIC INC/NJ DATE OF NAME CHANGE: 19970409 FORMER COMPANY: FORMER CONFORMED NAME: U S OPPORTUNITY SEARCH INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSSER LEONARD CENTRAL INDEX KEY: 0001188354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14053 FILM NUMBER: 161485353 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-20 0 0000855683 MILESTONE SCIENTIFIC INC. MLSS 0001188354 OSSER LEONARD C/O MILESTONE SCIENTIFIC INC. 220 SOUTH ORANGE AVENUE LIVINGSTON NJ 07039 1 1 1 0 CEO Common Stock, $.001 par value 2015-06-20 4 A 0 28651 A 2845741 D Common Stock, $.001 par value 2016-02-04 4 A 0 41494 A 2887235 D Options to purchase common stock 1.49 2009-11-01 2019-11-01 Common Stock 73333 73333 D Options to purchase common stock 1.65 2013-12-31 2018-12-31 Common Stock 248448 248448 D Options to purchase common stock 0.75 2012-01-09 2017-01-09 Common Stock 133334 133334 D Options to purchase common stock 2.38 2014-11-20 2019-11-20 Common Stock 185185 185185 D Options to purchase common stock 3.49 2015-06-20 4 A 0 57307 A 2015-06-20 2020-06-20 Common Stock 57307 57307 D Options to purchase common stock 1.89 2016-02-04 4 A 0 82988 A 2016-02-04 2021-02-04 Common Stock 82988 82988 D Including the 70,145 transaction shares herein reported, 776,862 shares are issuable to the reporting person at the termination of employment. These options are exercisable as follows: (i) immediately for 193,210 and (ii) for an additional 55,238 on 12/31/16. Immediately exercisable. These options are exercisable as follows: (i) for 61,728 shares on the date of grant (11-20-14) and (ii) for an additional 1/3 of the 123,457 remaining shares on each of the 1st through 3rd anniversaries of the date of grant. All of these shares are issuable to the reporting person at the termination of employment. Not applicable. These options are exercisable as follows: (i) for 19,102 shares on the date of grant (6-20-15) and (ii) for an additional 1/3 of the 38,205 remaining shares on each of the 1st through 3rd anniversaries of the date of grant. These options are exercisable as follows: (i) for 27,663 shares on the date of grant (2-4-16) and (ii) for an additional 1/3 of the 55,325 remaining shares on each of the 1st through 3rd anniversaries of the date of grant. /s/ Leonard Osser 2016-03-02