0001437749-24-005026.txt : 20240221 0001437749-24-005026.hdr.sgml : 20240221 20240221142507 ACCESSION NUMBER: 0001437749-24-005026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240219 FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON MARK JON CENTRAL INDEX KEY: 0001554623 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 24658631 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-19 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001554623 NELSON MARK JON 5555 NE MOORE COURT HILLSBORO OR 97124 1 SVP, Sales 1 Common Stock 2024-02-19 4 A 0 22806 0 A 53908 D Common Stock 2024-02-19 4 F 0 11559 73.24 D 42349 D Common Stock 2024-02-19 4 M 0 713 0 A 43062 D Common Stock 2024-02-19 4 F 0 362 73.24 D 42700 D Common Stock 2024-02-20 4 S 0 12690 71.40 D 30010 D Common Stock 2024-02-20 4 S 0 1727 72.12 D 28283 D Restricted Stock Unit (RSU) 0 2024-02-19 4 M 0 713 0 D Common Stock 713 38893 D Represents shares issued upon achievement of the performance criteria of performance based restricted stock units (PRSUs) granted to the Reporting Person on February 19, 2021. These PRSUs vested on February 19, 2024. Restricted Stock Units (RSUs) - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1(c) plan is: 08-24-2023. This transaction was executed in multiple trades at prices ranging from $70.99 to $71.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction was executed in multiple trades at prices ranging from $72.07 to $72.195. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. Not applicable. /s/ Tracy Feanny, Attorney in Fact For: Mark Jon Nelson 2024-02-21