0000855658-21-000233.txt : 20211105 0000855658-21-000233.hdr.sgml : 20211105 20211105124032 ACCESSION NUMBER: 0000855658-21-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON JAMES ROBERT CENTRAL INDEX KEY: 0001644651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 211383443 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE CITY: PORTLNAD STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-11-02 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001644651 ANDERSON JAMES ROBERT 5555 NE MOORE COURT HILLSBORO OR 97124 1 1 0 0 President & CEO Common Stock 2021-11-02 4 M 0 7042 0.0 A 586642 D Common Stock 2021-11-02 4 S 0 3708 73.45 D 582934 D Common Stock 2021-11-04 4 M 0 32075 0.0 A 615009 D Common Stock 2021-11-04 4 S 0 16888 82.04 D 598121 D Common Stock 2021-11-04 4 M 0 32536 0.0 A 630657 D Common Stock 2021-11-04 4 S 0 17131 82.04 D 613526 D Performance Restricted Stock Unit (PRSU) 0.0 2021-11-04 4 M 0 32075 0.0 D 2024-02-19 Common Stock 32075 248627 D Performance Restricted Stock Unit (PRSU) 0.0 2021-11-04 4 M 0 32536 0.0 D 2024-02-19 Common Stock 32536 216091 D Restricted Stock Unit (RSU) 0.0 2021-11-02 4 M 0 7042 0.0 D 2022-02-19 Common Stock 7042 335932 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. Not applicable. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. By: Byron W. Milstead, Attorney in Fact For: James R Anderson 2021-11-04