0000855658-21-000213.txt : 20210930 0000855658-21-000213.hdr.sgml : 20210930 20210930165546 ACCESSION NUMBER: 0000855658-21-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210930 DATE AS OF CHANGE: 20210930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elashmawi Esam CENTRAL INDEX KEY: 0001756011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 211295619 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE. SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-09-24 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001756011 Elashmawi Esam 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 VP Corp, Mktg & Strategy Common Stock 2021-09-24 4 M 0 67772 0.0 A 183861 D Common Stock 2021-09-24 4 S 0 33602 68.1 D 150259 D Common Stock 2021-09-24 4 M 0 8032 0.0 A 158291 D Common Stock 2021-09-24 4 S 0 3983 68.1 D 154308 D Performance Restricted Stock Unit (PRSU) 0.0 2021-09-24 4 M 0 67772 0.0 D 2024-02-19 Common Stock 67772 57365 D Restricted Stock Unit (RSU) 0.0 2021-09-24 4 M 0 8032 0.0 D 2022-02-19 Common Stock 8032 127580 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. Not applicable. By: Byron W. Milstead, Attorney in Fact For: Esam Elashmawi 2021-09-29