0000855658-21-000207.txt : 20210910 0000855658-21-000207.hdr.sgml : 20210910 20210910130941 ACCESSION NUMBER: 0000855658-21-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210904 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON JAMES ROBERT CENTRAL INDEX KEY: 0001644651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 211246576 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE CITY: PORTLNAD STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-09-04 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001644651 ANDERSON JAMES ROBERT 5555 NE MOORE COURT HILLSBORO OR 97124 1 1 0 0 President & CEO Common Stock 2021-09-04 4 M 0 31385 0.0 A 540197 D Common Stock 2021-09-04 4 S 0 16525 63.07 D 523672 D Common Stock 2021-09-04 4 M 0 181475 0.0 A 705147 D Common Stock 2021-09-04 4 S 0 95547 63.07 D 609600 D Common Stock 2021-09-08 4 S 0 30000 62.4442 D 579600 D Performance Restricted Stock Unit (PRSU) 0.0 2021-09-04 4 M 0 181475 0.0 D 2024-02-19 Common Stock 181475 280702 D Restricted Stock Unit (RSU) 0.0 2021-09-04 4 M 0 31385 0.0 D 2022-02-19 Common Stock 31385 342974 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $61.95 to $63.37. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Grants of Performance Restricted Stock Units vest as follows: one-third on each of 9/30/19, 9/30/2020 and 9/30/2021 upon achievement of the performance conditions. Not applicable. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. By: Byron W. Milstead, Attorney in Fact For: James R Anderson 2021-09-08