0000855658-20-000140.txt : 20200909 0000855658-20-000140.hdr.sgml : 20200909 20200909131117 ACCESSION NUMBER: 0000855658-20-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200904 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Douglass Stephen CENTRAL INDEX KEY: 0001752584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 201166085 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE. SUITE 700 CITY: PORTLAND STATE: X1 ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-04 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001752584 Douglass Stephen 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 VP Corp, R&D Common Stock 2020-09-04 4 M 0 8076 0.0 A 51200 D Common Stock 2020-09-04 4 F 0 4005 28.02 D 47195 D Common Stock 2020-09-04 4 M 0 61538 0.0 A 108733 D Common Stock 2020-09-04 4 F 0 30511 0.0 D 78222 D Performance Restricted Stock Unit (PRSU) 0.0 2020-09-04 4 M 0 61538 0.0 D 2019-09-30 Common Stock 61538 83406 D Restricted Stock Unit (RSU) 0.0 2020-09-04 4 M 0 8076 0.0 D 2019-09-04 Common Stock 8076 169227 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Represents shares earned with respect to performance restricted stock units (PRSUs)based on the achievement by Lattice Semiconductor of certain performance targets for the period September 4, 2019 to September 3, 2020. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Not applicable. This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. By: Byron W. Milstead, Attorney in Fact For: Stephen Mark Douglass 2020-09-08