0000855658-20-000117.txt : 20200805 0000855658-20-000117.hdr.sgml : 20200805 20200805140853 ACCESSION NUMBER: 0000855658-20-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200802 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Douglass Stephen CENTRAL INDEX KEY: 0001752584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 201076736 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE. SUITE 700 CITY: PORTLAND STATE: X1 ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-08-02 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001752584 Douglass Stephen 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 VP Corp, R&D Common Stock 2020-08-02 4 M 0 9014 0.0 A 46603 D Common Stock 2020-08-02 4 F 0 3118 31.09 D 43485 D Common Stock 2020-08-02 4 M 0 24036 0.0 A 67521 D Common Stock 2020-08-02 4 F 0 11533 31.09 D 55988 D Common Stock 2020-08-03 4 S 0 2642 31.0905 D 53346 D Common Stock 2020-08-03 4 S 0 1022 31.1634 D 52324 D Performance Restricted Stock Unit (PRSU) 0.0 2020-08-02 4 M 0 24036 0.0 D 2020-08-02 Common Stock 24036 144944 D Restricted Stock Unit (RSU) 0.0 2020-08-02 4 M 0 9014 0.0 D 2020-08-02 Common Stock 9014 177303 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. The transaction indicated was conducted under an approved 10b5-1 Plan. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $30.81 to $31.35. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $31.04 to $31.39. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions. Not applicable. Restricted Stock Units - no exercise price for this transaction. Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. By: Byron W. Milstead, Attorney in Fact For: Stephen Mark Douglas 2020-08-03