0000855658-20-000115.txt : 20200805 0000855658-20-000115.hdr.sgml : 20200805 20200805140435 ACCESSION NUMBER: 0000855658-20-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Milstead Byron Wayne CENTRAL INDEX KEY: 0001292289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 201076717 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT. CITY: HILLSBORO STATE: OR ZIP: 97124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-07-31 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001292289 Milstead Byron Wayne 5555 NE MOORE COURT HILLSBORO OR 97124 0 1 0 0 VP Corp, General Counsel Common Stock 2020-07-31 4 M 0 3679 5.73 A 8549 D Common Stock 2020-07-31 4 S 0 3679 31.01 D 4870 D Common Stock 2020-07-31 4 S 0 4870 31.01 D 0 D Common Stock 2020-08-02 4 M 0 3456 0.0 A 3456 D Common Stock 2020-08-02 4 F 0 1284 31.09 D 2172 D Common Stock 2020-08-02 4 M 0 9214 0.0 A 11386 D Common Stock 2020-08-02 4 F 0 4465 31.09 D 6921 D Common Stock 2020-08-03 4 S 0 1251 31.07 D 5670 D Common Stock 2020-08-03 4 S 0 4749 31.07 D 921 D Non-Qualified Stock Option (right to buy) 5.73 2020-07-31 4 M 0 3679 0.0 D 2018-01-18 2024-10-18 Common Stock 3679 11036 D Performance Restricted Stock Unit (PRSU) 0.0 2020-08-02 4 M 0 9214 0.0 D 2020-08-02 Common Stock 9214 45707 D Restricted Stock Unit (RSU) 0.0 2020-08-02 4 M 0 3456 0.0 D 2020-08-02 Common Stock 3456 79324 D Restricted Stock Units - no purchase price for this transaction. These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions. Not applicable. This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. /s/ Byron W. Milstead 2020-08-03