0000855658-18-000129.txt : 20180904 0000855658-18-000129.hdr.sgml : 20180904 20180904205437 ACCESSION NUMBER: 0000855658-18-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Milstead Byron Wayne CENTRAL INDEX KEY: 0001292289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 181053714 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT. CITY: HILLSBORO STATE: OR ZIP: 97124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-08-30 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001292289 Milstead Byron Wayne 111 SW 5TH AVE., 7TH FL. PORTLAND OR 97204 0 1 0 0 VP Corp, General Counsel Common Stock 2018-08-30 4 S 0 2660 8.07 D 12385 D Common Stock 2018-08-30 4 M 0 34678 6.1 A 47063 D Common Stock 2018-08-30 4 M 0 9154 6.1 A 56217 D Common Stock 2018-08-30 4 M 0 24750 5.28 A 80967 D Common Stock 2018-08-30 4 M 0 11035 5.73 A 92002 D Common Stock 2018-08-30 4 S 0 79617 8.0846 D 12385 D Non-Qualified Stock Option (right to buy) 5.28 2018-08-30 4 M 0 24750 0.0 D 2016-08-13 2023-05-13 Common Stock 24750 50050 D Non-Qualified Stock Option (right to buy) 5.73 2018-08-30 4 M 0 11035 0.0 D 2018-01-18 2024-10-18 Common Stock 11035 40465 D Non-Qualified Stock Option (right to buy) 6.1 2018-08-30 4 M 0 34678 0.0 D 2015-05-06 2025-02-06 Common Stock 34678 4954 D Performance Non-Qualified Stock Option (right to buy) 6.1 2018-08-30 4 M 0 9154 0.0 D 2017-02-06 2025-02-06 Common Stock 9154 18319 D The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions. /s/ Byron W. Milstead 2018-08-31