0000855658-18-000126.txt : 20180904 0000855658-18-000126.hdr.sgml : 20180904 20180904205247 ACCESSION NUMBER: 0000855658-18-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downing Maxwell J CENTRAL INDEX KEY: 0001672197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 181053709 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-08-30 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001672197 Downing Maxwell J 111 SW 5TH AVE., 7TH FL. PORTLAND OR 97204 0 1 0 0 CFO Common Stock 2018-08-30 4 M 0 14809 5.4 A 44458 D Common Stock 2018-08-30 4 S 0 1557 8.0 D 42901 D Common Stock 2018-08-30 4 S 0 2221 8.05 D 40680 D Common Stock 2018-08-30 4 S 0 11047 8.05 D 29633 D Common Stock 2018-08-30 4 S 0 3762 8.0011 D 25871 D Non-Qualified Stock Option (right to buy) 5.4 2018-08-30 4 M 0 14809 0.0 D 2013-06-25 2020-03-25 Common Stock 14809 10496 D The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.005. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. By: Byron W. Milstead, Attorney-in-Fact For: Maxwell J. Downing 2018-08-31