0000855658-16-000202.txt : 20160414 0000855658-16-000202.hdr.sgml : 20160414 20160414183441 ACCESSION NUMBER: 0000855658-16-000202 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160402 FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downing Maxwell J CENTRAL INDEX KEY: 0001672197 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 161572814 MAIL ADDRESS: STREET 1: 111 SW 5TH AVE., SUITE 700 CITY: PORTLAND STATE: OR ZIP: 97204 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2016-04-02 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001672197 Downing Maxwell J 5555 N.E. MOORE CT. HILLSBORO OR 97124 0 1 0 0 Interim CFO Common Stock 11889 D Non-Qualified Stock Option (right to buy) 3.54 2013-08-02 2019-08-02 Common Stock 6563 D Non-Qualified Stock Option (right to buy) 5.4 2013-06-25 2020-03-25 Common Stock 25305 D Non-Qualified Stock Option (right to buy) 5.85 2015-10-09 2022-07-09 Common Stock 34996 D Non-Qualified Stock Option (right to buy) 7.54 2014-06-21 2021-03-21 Common Stock 21897 D Restricted Stock Unit (RSU) 0.0 Common Stock 21395 D This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest upon the one-year anniversary of the grant date, 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. The number of Restricted Stock Units (RSUs) represents the total outstanding unvested balance of the Reporting Person's Restricted Stock Units as of April 2, 2016. The Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. Not applicable. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. By: Byron W. Milstead, Attorney-in-Fact For: Maxwell J. Downing 2016-04-14