-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LHSNtHpBFmlZWLyNmRKs+LeI74WzfzslRlgl6Oyk3cpzOkNZjT/H49BeBRhPfP4K 4NjfRGfYKDo01gPCI2YtYw== 0000855658-09-000005.txt : 20090605 0000855658-09-000005.hdr.sgml : 20090605 20090605161806 ACCESSION NUMBER: 0000855658-09-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090601 FILED AS OF DATE: 20090605 DATE AS OF CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fanning Christopher M CENTRAL INDEX KEY: 0001465588 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18032 FILM NUMBER: 09877332 MAIL ADDRESS: STREET 1: 5555 NE MOORE CT CITY: HILLSBORO STATE: OR ZIP: 97124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LATTICE SEMICONDUCTOR CORP CENTRAL INDEX KEY: 0000855658 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 930835214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5555 NE MOORE COURT CITY: HILLSBORO STATE: OR ZIP: 97124-6421 BUSINESS PHONE: 5032688000 MAIL ADDRESS: STREET 1: 5555 NE MOORE COURT CITY: HILLSBORO STATE: OR ZIP: 97124 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-06-01 0 0000855658 LATTICE SEMICONDUCTOR CORP LSCC 0001465588 Fanning Christopher M 14073 NW BRONSON CREEK DR. PORTLAND OR 97229 0 1 0 0 Corporate VP & GM, LD & MSS Common Stock 20281 D Non-Qualified Stock Option (right to buy) 1.5 2010-02-03 2016-02-03 Common Stock 45366 D Non-Qualified Stock Option (right to buy) 1.73 2009-02-03 2015-11-03 Common Stock 125000 D Non-Qualified Stock Option (right to buy) 2.59 2008-05-05 2015-02-05 Common Stock 60293 D Restricted Stock Unit (RSU) 0 2011-02-07 Common Stock 4473 D Restricted Stock Unit (RSU) 0 2012-02-06 Common Stock 6909 D Restricted Stock Unit (RSU) 0 2013-02-04 Common Stock 24878 D This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest upon the one-year anniversary of the grant date, 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. A total of 10,222 Restricted Stock Units (RSUs) were granted on 2/6/07 that vest over a four year period wherein 1/16th (6.25%) of the total RSUs granted vest on each quarterly anniversary of the grant date. As of 6/1/09, the effective date the reporting individual became subject to Section 16, a total of 5,749 RSUs have vest and the shares have been released to the reporting individual. The remaining 4,473 RSUs shall continue to vest quarterly until fully vested on 2/6/2011. A total of 10,049 Restricted Stock Units (RSUs) were granted on 2/5/08 that vest over a four year period wherein 1/16th (6.25%) of the total RSUs granted vest on each quarterly anniversary of the grant date. As of 6/1/09, the effective date the reporting individual became subject to Section 16, a total of 3,140 RSUs have vest and the shares have been released to the reporting individual (less any shares withheld to satisfy the tax withholding obligation). The remaining 6,909 RSUs shall continue to vest quarterly until fully vested on 2/5/2012. This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. Christopher (Chris) Fanning 2009-06-05 -----END PRIVACY-ENHANCED MESSAGE-----