0000921895-13-000880.txt : 20130426 0000921895-13-000880.hdr.sgml : 20130426 20130426205033 ACCESSION NUMBER: 0000921895-13-000880 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Driscoll Conor CENTRAL INDEX KEY: 0001436170 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 13788823 MAIL ADDRESS: STREET 1: C/O MELDRUM ASSET MANAGEMENT, LLC STREET 2: 570 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Egan Con CENTRAL INDEX KEY: 0001436172 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 13788820 MAIL ADDRESS: STREET 1: C/O MELDRUM ASSET MANAGEMENT, LLC STREET 2: 570 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dobrich Fulvio CENTRAL INDEX KEY: 0001561573 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 13788821 BUSINESS ADDRESS: BUSINESS PHONE: (212) 317-4815 MAIL ADDRESS: STREET 1: 441 LEXINGTON AVENUE STREET 2: SUITE 1221 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIX CORP CENTRAL INDEX KEY: 0000855612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 752216818 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 BUSINESS PHONE: 214-370-2000 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 2300, LB 36 CITY: DALLAS STATE: TX ZIP: 75204-2960 FORMER COMPANY: FORMER CONFORMED NAME: ZIXIT CORP DATE OF NAME CHANGE: 19991013 FORMER COMPANY: FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/ DATE OF NAME CHANGE: 19980904 FORMER COMPANY: FORMER CONFORMED NAME: AMTECH CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rockall Emerging Markets Master Fund Ltd CENTRAL INDEX KEY: 0001436169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 13788824 BUSINESS ADDRESS: STREET 1: C/O CITI HEDGE FUND SERVICES STREET 2: 1748GT 24 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 000000 BUSINESS PHONE: 212-317-4815 MAIL ADDRESS: STREET 1: C/O CITI HEDGE FUND SERVICES STREET 2: 1748GT 24 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 000000 FORMER NAME: FORMER CONFORMED NAME: Rockall Emerging Marekts Master Fund Ltd DATE OF NAME CHANGE: 20080528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meldrum Asset Management, LLC CENTRAL INDEX KEY: 0001436171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17995 FILM NUMBER: 13788822 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-317-4815 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 5 1 form509020002_04262013.xml OWNERSHIP DOCUMENT X0306 5 2012-12-31 1 1 1 0000855612 ZIX CORP ZIXI 0001436169 Rockall Emerging Markets Master Fund Ltd C/O CITI HEDGE FUND SERVICES 1748GT 24 HOSPITAL ROAD GRAND CAYMAN E9 000000 CAYMAN ISLANDS 0 0 0 1 See Explanation of Responses 0001436171 Meldrum Asset Management, LLC 570 LEXINGTON AVENUE 24TH FLOOR NEW YORK NY 10022 0 0 0 1 See Explanation of Responses 0001561573 Dobrich Fulvio 441 LEXINGTON AVENUE SUITE 1221 NEW YORK NY 10017 0 0 0 1 See Explanation of Responses 0001436172 Egan Con C/O MELDRUM ASSET MANAGEMENT, LLC 570 LEXINGTON AVENUE NEW YORK NY 10022 0 0 0 1 See Explanation of Responses 0001436170 O'Driscoll Conor C/O MELDRUM ASSET MANAGEMENT, LLC 570 LEXINGTON AVENUE NEW YORK NY 10022 0 0 0 1 See Explanation of Responses Common Stock 2011-04-18 4 P 0 L 10000 3.5 A 3842146 D Common Stock 2011-05-03 4 S 0 L 10000 3.050 D 539490 D Common Stock 2011-06-30 4 P 0 L 30000 3.836 A 3872146 D Common Stock 2011-07-01 4 P 0 L 10000 3.836 A 3882146 D Common Stock 2011-07-05 4 S 0 L 8309 4.08 D 3873837 D Common Stock 2011-07-06 4 S 0 L 100000 4.131 D 3773837 D Common Stock 2011-08-08 4 P 0 L 1000 3.3 A 749870 D Common Stock 2011-08-09 4 S 0 L 120000 3.1405 D 629870 D Common Stock 2011-08-19 4 P 0 L 30000 2.970 A 1501320 D Common Stock 2011-08-26 4 P 0 L 10000 3.190 A 1511320 D Common Stock 2011-09-16 4 P 0 L 13000 3.235 A 3849288 D Common Stock 2011-09-20 4 P 0 L 185000 3.1878 A 4034288 D Common Stock 2011-09-28 4 S 0 L 20000 3.120 D 627870 D Common Stock 2011-10-11 4 S 0 L 50000 2.7753 D 469490 D Common Stock 2011-10-12 4 S 0 L 70000 2.8330 D 399490 D Common Stock 2011-10-13 4 S 0 L 20000 2.81 D 379490 D Common Stock 2011-10-14 4 S 0 L 30300 2.87 D 349190 D Common Stock 2012-06-28 4 S 0 L 774 2.460 D 1560446 D Common Stock 3 6660176 D Common Stock 3 6661826 D Common Stock 3 6575268 D Common Stock 3 8250948 D This Form 4 is being jointly filed by Rockall Emerging Markets Master Fund Limited (the "Fund"), Meldrum Asset Management, LLC ("Meldrum"), and Messrs. Fulvio Dobrich, Con Egan and Conor O'Driscoll (together with the Fund and Meldrum, each a "Reporting Person"). Each Reporting Person was formerly a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.1943. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 to this Form 4. The securities reported herein are directly owned by the Fund and are indirectly owned by Meldrum as the Fund's investment manager, and by Messrs. Dobrich, Egan and O'Driscoll by virtue of their positions as managers of Meldrum. Shares directly owned by Mr. Egan. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.41. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4. Shares directly owned by Mr. Dobrich. Shares directly owned by Mr. O'Driscoll. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.776. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4. On April 18, 2011, the Fund purchased 10,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase. On June 30, 2011, the Fund purchased 30,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase. On August 2, 2011, as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding. On May 4, 2012,as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding. Represents the shares of Common Stock owned in the aggregate by all Reporting Persons. By: Rockall Emerging Markets Master Fund, Ltd., By: MELDRUM ASSET MANAGEMENT, LLC Its Investment Manager - By: /s/ Con Egan (Con Egan, Principal) 2013-04-12 By: MELDRUM ASSET MANAGEMENT, LLC - By: /s/ Con Egan (Con Egan, Principal) 2013-04-12 By: /s/ Fulvio Dobrich 2013-04-12 By: /s/ Con Egan 2013-04-12 By: /s/ Conor O'Driscoll 2013-04-12