0000921895-13-000880.txt : 20130426
0000921895-13-000880.hdr.sgml : 20130426
20130426205033
ACCESSION NUMBER: 0000921895-13-000880
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130426
DATE AS OF CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Driscoll Conor
CENTRAL INDEX KEY: 0001436170
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 13788823
MAIL ADDRESS:
STREET 1: C/O MELDRUM ASSET MANAGEMENT, LLC
STREET 2: 570 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Egan Con
CENTRAL INDEX KEY: 0001436172
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 13788820
MAIL ADDRESS:
STREET 1: C/O MELDRUM ASSET MANAGEMENT, LLC
STREET 2: 570 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dobrich Fulvio
CENTRAL INDEX KEY: 0001561573
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 13788821
BUSINESS ADDRESS:
BUSINESS PHONE: (212) 317-4815
MAIL ADDRESS:
STREET 1: 441 LEXINGTON AVENUE
STREET 2: SUITE 1221
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIX CORP
CENTRAL INDEX KEY: 0000855612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 752216818
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
BUSINESS PHONE: 214-370-2000
MAIL ADDRESS:
STREET 1: 2711 NORTH HASKELL AVENUE
STREET 2: SUITE 2300, LB 36
CITY: DALLAS
STATE: TX
ZIP: 75204-2960
FORMER COMPANY:
FORMER CONFORMED NAME: ZIXIT CORP
DATE OF NAME CHANGE: 19991013
FORMER COMPANY:
FORMER CONFORMED NAME: CUSTOMTRACKS CORP /TX/
DATE OF NAME CHANGE: 19980904
FORMER COMPANY:
FORMER CONFORMED NAME: AMTECH CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rockall Emerging Markets Master Fund Ltd
CENTRAL INDEX KEY: 0001436169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 13788824
BUSINESS ADDRESS:
STREET 1: C/O CITI HEDGE FUND SERVICES
STREET 2: 1748GT 24 HOSPITAL ROAD
CITY: GRAND CAYMAN
STATE: E9
ZIP: 000000
BUSINESS PHONE: 212-317-4815
MAIL ADDRESS:
STREET 1: C/O CITI HEDGE FUND SERVICES
STREET 2: 1748GT 24 HOSPITAL ROAD
CITY: GRAND CAYMAN
STATE: E9
ZIP: 000000
FORMER NAME:
FORMER CONFORMED NAME: Rockall Emerging Marekts Master Fund Ltd
DATE OF NAME CHANGE: 20080528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meldrum Asset Management, LLC
CENTRAL INDEX KEY: 0001436171
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17995
FILM NUMBER: 13788822
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-317-4815
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
5
1
form509020002_04262013.xml
OWNERSHIP DOCUMENT
X0306
5
2012-12-31
1
1
1
0000855612
ZIX CORP
ZIXI
0001436169
Rockall Emerging Markets Master Fund Ltd
C/O CITI HEDGE FUND SERVICES
1748GT 24 HOSPITAL ROAD
GRAND CAYMAN
E9
000000
CAYMAN ISLANDS
0
0
0
1
See Explanation of Responses
0001436171
Meldrum Asset Management, LLC
570 LEXINGTON AVENUE
24TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001561573
Dobrich Fulvio
441 LEXINGTON AVENUE
SUITE 1221
NEW YORK
NY
10017
0
0
0
1
See Explanation of Responses
0001436172
Egan Con
C/O MELDRUM ASSET MANAGEMENT, LLC
570 LEXINGTON AVENUE
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001436170
O'Driscoll Conor
C/O MELDRUM ASSET MANAGEMENT, LLC
570 LEXINGTON AVENUE
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
Common Stock
2011-04-18
4
P
0
L
10000
3.5
A
3842146
D
Common Stock
2011-05-03
4
S
0
L
10000
3.050
D
539490
D
Common Stock
2011-06-30
4
P
0
L
30000
3.836
A
3872146
D
Common Stock
2011-07-01
4
P
0
L
10000
3.836
A
3882146
D
Common Stock
2011-07-05
4
S
0
L
8309
4.08
D
3873837
D
Common Stock
2011-07-06
4
S
0
L
100000
4.131
D
3773837
D
Common Stock
2011-08-08
4
P
0
L
1000
3.3
A
749870
D
Common Stock
2011-08-09
4
S
0
L
120000
3.1405
D
629870
D
Common Stock
2011-08-19
4
P
0
L
30000
2.970
A
1501320
D
Common Stock
2011-08-26
4
P
0
L
10000
3.190
A
1511320
D
Common Stock
2011-09-16
4
P
0
L
13000
3.235
A
3849288
D
Common Stock
2011-09-20
4
P
0
L
185000
3.1878
A
4034288
D
Common Stock
2011-09-28
4
S
0
L
20000
3.120
D
627870
D
Common Stock
2011-10-11
4
S
0
L
50000
2.7753
D
469490
D
Common Stock
2011-10-12
4
S
0
L
70000
2.8330
D
399490
D
Common Stock
2011-10-13
4
S
0
L
20000
2.81
D
379490
D
Common Stock
2011-10-14
4
S
0
L
30300
2.87
D
349190
D
Common Stock
2012-06-28
4
S
0
L
774
2.460
D
1560446
D
Common Stock
3
6660176
D
Common Stock
3
6661826
D
Common Stock
3
6575268
D
Common Stock
3
8250948
D
This Form 4 is being jointly filed by Rockall Emerging Markets Master Fund Limited (the "Fund"), Meldrum Asset Management, LLC ("Meldrum"), and Messrs. Fulvio Dobrich, Con Egan and Conor O'Driscoll (together with the Fund and Meldrum, each a "Reporting Person"). Each Reporting Person was formerly a member of a Section 13(d) group that previously owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.25 to $3.1943. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 to this Form 4.
The securities reported herein are directly owned by the Fund and are indirectly owned by Meldrum as the Fund's investment manager, and by Messrs. Dobrich, Egan and O'Driscoll by virtue of their positions as managers of Meldrum.
Shares directly owned by Mr. Egan.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.41. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4.
Shares directly owned by Mr. Dobrich.
Shares directly owned by Mr. O'Driscoll.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.776. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4.
On April 18, 2011, the Fund purchased 10,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase.
On June 30, 2011, the Fund purchased 30,000 shares of Common Stock and may be deemed the holders of more than 10% of the shares of Common Stock outstanding as a result of this purchase.
On August 2, 2011, as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding.
On May 4, 2012,as a result of a change in the Issuer's outstanding shares as reported in its Quarterly Report on Form 10-Q, the Reporting Persons were deemed the beneficial owners of more than 10% of the shares of Common Stock outstanding.
Represents the shares of Common Stock owned in the aggregate by all Reporting Persons.
By: Rockall Emerging Markets Master Fund, Ltd., By: MELDRUM ASSET MANAGEMENT, LLC Its Investment Manager - By: /s/ Con Egan (Con Egan, Principal)
2013-04-12
By: MELDRUM ASSET MANAGEMENT, LLC - By: /s/ Con Egan (Con Egan, Principal)
2013-04-12
By: /s/ Fulvio Dobrich
2013-04-12
By: /s/ Con Egan
2013-04-12
By: /s/ Conor O'Driscoll
2013-04-12