0001179110-19-001704.txt : 20190211
0001179110-19-001704.hdr.sgml : 20190211
20190211163404
ACCESSION NUMBER: 0001179110-19-001704
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190206
FILED AS OF DATE: 20190211
DATE AS OF CHANGE: 20190211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ballenger Brian G.
CENTRAL INDEX KEY: 0001767238
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34033
FILM NUMBER: 19585959
MAIL ADDRESS:
STREET 1: 9350 EXCELSIOR BLVD
STREET 2: SUITE 700
CITY: HOPKINS
STATE: MN
ZIP: 55343
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIGI INTERNATIONAL INC
CENTRAL INDEX KEY: 0000854775
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 411532464
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 11001 BREN ROAD EAST
CITY: MINNETONKA
STATE: MN
ZIP: 55343
BUSINESS PHONE: (952) 912-3444
MAIL ADDRESS:
STREET 1: 11001 BREN ROAD EAST
CITY: MINNETONKA
STATE: MN
ZIP: 55343
3
1
edgar.xml
FORM 3 -
X0206
3
2019-02-06
0
0000854775
DIGI INTERNATIONAL INC
DGII
0001767238
Ballenger Brian G.
9350 EXCELSIOR BLVD
SUITE 700
HOPKINS
MN
55343
0
1
0
0
VP Fin, Acting PFO & PAO
Common Stock
13260.37
D
Employee Stock Option (right to buy)
8.03
2019-11-24
Common Stock
2000
D
Employee Stock Option (right to buy)
10.63
2021-11-22
Common Stock
2000
D
Employee Stock Option (right to buy)
9.35
2022-11-20
Common Stock
750
D
Employee Stock Option (right to buy)
10.81
2021-11-20
Common Stock
2000
D
Employee Stock Option (right to buy)
7.40
2022-11-20
Common Stock
1250
D
Employee Stock Option (right to buy)
9.03
2024-01-26
Common Stock
2500
D
Employee Stock Option (right to buy)
13.50
2023-11-21
Common Stock
3125
D
Employee Stock Option (right to buy)
10.33
2024-11-28
Common Stock
12500
D
Employee Stock Option (right to buy)
11.23
2025-12-06
Common Stock
12500
D
Includes 11,530 Restricted Stock Units that are subject to the terms and conditions set forth in the restricted stock unit award agreement and future vesting conditions.
Fully vested.
The option vests as to 25% of the shares on January 26, 2017 and thereafter in 36 monthly installments.
The option vests as to 25% of the shares on November 21, 2017 and thereafter in 36 monthly installments.
The option vests as to 25% of the shares on November 28, 2018 and thereafter in 36 monthly installments.
The option vests as to 25% of the shares on December 6, 2019 and thereafter in 36 monthly installments.
/s/ Joshua L. Colburn, attorney-in-fact
2019-02-11
EX-24
2
ballengerpoa.txt
POWER OF ATTORNEY
I, Brian G. Ballenger, hereby authorize and designate each of David H.
Sampsell, Amy C. Seidel, Joshua L. Colburn,and Amra Hoso
signing singly, as my true and lawful attorney-in-fact to:
(1) execute for and on my behalf, in my capacity as an officer
and/or director of Digi International Inc. (the "Company"), Form ID and Forms
3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of
1934 (the "Exchange Act") and the rules and regulations promulgated
thereunder; and other forms or reports on my behalf as may be required to file
in connection with my ownership, acquisition, or disposition of securities of
the Company, including Form 144;
(2) do and perform any and all acts for and on my behalf which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5,
or other form or report, including Form ID, complete and execute any amendment
or amendments thereto and timely file such form with the Securities and
Exchange Commission, any stock exchange or similar authority, and the National
Association of Securities Dealers; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact, may be to
my benefit, in my best interest, or legally required of me, it being
understood that the statements executed by such attorney-in-fact on my behalf
pursuant to this Power of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
I hereby further grant to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as I might or
could do if personally present, with full power of substitutes or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted. I hereby acknowledge that the foregoing attorneys-in-fact, in
serving in such capacity at my request, are not assuming, nor is the Company
assuming, any of my responsibilities to comply with Section 16 of the Exchange
Act.
This Power of Attorney shall remain in full force and effect until I am
no longer required to file Forms 3, 4 and 5 with respect to my holdings of and
transactions in securities issued by the Company, unless earlier revoked by me
in a signed writing delivered to the foregoing attorneys-in-fact.
Notwithstanding the foregoing, if any such attorney-in-fact hereafter ceases
to be at least one of the following: (i) an employee of the Company, (ii) a
partner of Faegre Baker Daniels LLP, or (iii) an employee of Faegre Baker
Daniels LLP, then this Power of Attorney shall be automatically revoked solely
as to such individual, immediately upon such cessation, without any further
action on my part.
I hereby revoke all previous Powers of Attorney that have been granted by
me in connection with my reporting obligations under Section 16 of the
Exchange Act with respect to my holdings of and transactions in securities
issued by the Company.
IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly
executed as of this 6th day of February, 2019.
/s/ Brian G. Ballenger