0001179110-19-001704.txt : 20190211 0001179110-19-001704.hdr.sgml : 20190211 20190211163404 ACCESSION NUMBER: 0001179110-19-001704 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190206 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ballenger Brian G. CENTRAL INDEX KEY: 0001767238 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34033 FILM NUMBER: 19585959 MAIL ADDRESS: STREET 1: 9350 EXCELSIOR BLVD STREET 2: SUITE 700 CITY: HOPKINS STATE: MN ZIP: 55343 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGI INTERNATIONAL INC CENTRAL INDEX KEY: 0000854775 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 411532464 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 11001 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 912-3444 MAIL ADDRESS: STREET 1: 11001 BREN ROAD EAST CITY: MINNETONKA STATE: MN ZIP: 55343 3 1 edgar.xml FORM 3 - X0206 3 2019-02-06 0 0000854775 DIGI INTERNATIONAL INC DGII 0001767238 Ballenger Brian G. 9350 EXCELSIOR BLVD SUITE 700 HOPKINS MN 55343 0 1 0 0 VP Fin, Acting PFO & PAO Common Stock 13260.37 D Employee Stock Option (right to buy) 8.03 2019-11-24 Common Stock 2000 D Employee Stock Option (right to buy) 10.63 2021-11-22 Common Stock 2000 D Employee Stock Option (right to buy) 9.35 2022-11-20 Common Stock 750 D Employee Stock Option (right to buy) 10.81 2021-11-20 Common Stock 2000 D Employee Stock Option (right to buy) 7.40 2022-11-20 Common Stock 1250 D Employee Stock Option (right to buy) 9.03 2024-01-26 Common Stock 2500 D Employee Stock Option (right to buy) 13.50 2023-11-21 Common Stock 3125 D Employee Stock Option (right to buy) 10.33 2024-11-28 Common Stock 12500 D Employee Stock Option (right to buy) 11.23 2025-12-06 Common Stock 12500 D Includes 11,530 Restricted Stock Units that are subject to the terms and conditions set forth in the restricted stock unit award agreement and future vesting conditions. Fully vested. The option vests as to 25% of the shares on January 26, 2017 and thereafter in 36 monthly installments. The option vests as to 25% of the shares on November 21, 2017 and thereafter in 36 monthly installments. The option vests as to 25% of the shares on November 28, 2018 and thereafter in 36 monthly installments. The option vests as to 25% of the shares on December 6, 2019 and thereafter in 36 monthly installments. /s/ Joshua L. Colburn, attorney-in-fact 2019-02-11 EX-24 2 ballengerpoa.txt POWER OF ATTORNEY I, Brian G. Ballenger, hereby authorize and designate each of David H. Sampsell, Amy C. Seidel, Joshua L. Colburn,and Amra Hoso signing singly, as my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as an officer and/or director of Digi International Inc. (the "Company"), Form ID and Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") and the rules and regulations promulgated thereunder; and other forms or reports on my behalf as may be required to file in connection with my ownership, acquisition, or disposition of securities of the Company, including Form 144; (2) do and perform any and all acts for and on my behalf which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, or other form or report, including Form ID, complete and execute any amendment or amendments thereto and timely file such form with the Securities and Exchange Commission, any stock exchange or similar authority, and the National Association of Securities Dealers; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be to my benefit, in my best interest, or legally required of me, it being understood that the statements executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby further grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitutes or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I hereby acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the foregoing attorneys-in-fact. Notwithstanding the foregoing, if any such attorney-in-fact hereafter ceases to be at least one of the following: (i) an employee of the Company, (ii) a partner of Faegre Baker Daniels LLP, or (iii) an employee of Faegre Baker Daniels LLP, then this Power of Attorney shall be automatically revoked solely as to such individual, immediately upon such cessation, without any further action on my part. I hereby revoke all previous Powers of Attorney that have been granted by me in connection with my reporting obligations under Section 16 of the Exchange Act with respect to my holdings of and transactions in securities issued by the Company. IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed as of this 6th day of February, 2019. /s/ Brian G. Ballenger