-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGV8WsnocUtMOgb8VTqaPUtF0Ce/pIIuBzXHuRQ9f8PDUXxc1rVL5xWP9QdGQyk1 c9uSJ0M1348nYfsk1ssRCA== 0001181431-03-036633.txt : 20031218 0001181431-03-036633.hdr.sgml : 20031218 20031218171006 ACCESSION NUMBER: 0001181431-03-036633 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMACK ROBERT C CENTRAL INDEX KEY: 0001143959 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031063001 BUSINESS ADDRESS: STREET 1: C/O WESTVACO CORP STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: C/O WESTVACO CORP STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XATA CORP /MN/ CENTRAL INDEX KEY: 0000854398 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 411641815 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 151 E CLIFF RD STE 10 CITY: BURNSVILLE STATE: MN ZIP: 55337 BUSINESS PHONE: 6128943680 MAIL ADDRESS: STREET 1: 151 E CLIFF RD STE 10 CITY: BURNSVILLE STATE: MN ZIP: 55337 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST ACQUISITIONS INC/MN/ DATE OF NAME CHANGE: 19911209 3 1 rrd26172.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0201 32003-12-08 0 0000854398 XATA CORP /MN/ XATA 0001143959 MCCORMACK ROBERT C C/O TRIDENT CAPITAL 505 HAMILTON AVENUE, SUITE 200 PALO ALTO CA 94301 1000Series B Preferred Stock2.542003-12-081988-08-08Common Stock219Isee footnoteWarrant3.172003- 12-082008-12-08Common Stock60Isee footnoteThis number represents Mr. McCormack's interest in Trident Capital Fund-V Affiliates Fund (Q), L.P. ("TCVAQ"), a fund that is associated with Trident Capital, Inc. On December 8, 2003, certain funds associated with Trident Capital, Inc., including TCVAQ (the "Trident Entities"), purchased shares of capital stock and warrants of the Issuer. Mr. McCormack is an employee of Trident Capital, Inc. and aside from the interest disclosed above disclaims beneficial ownership of any of the sha res or warrants of the Issuer purchased by the Trident Entities. This number also does not represent Mr. McCormack's interest in a trust that has a limited partner interest in certain of the Trident Entities. Mr. McCormack has no power, directly or indirectly, to exercise or share investment control over such trust./s/ Robert C. McCormack2003-12-18 -----END PRIVACY-ENHANCED MESSAGE-----