-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vj8mlRNU1YZ5Vc1QpWo0aB59F2Wg0TXqXGzum1YJEoJuLthuyjwt3em5UsnMIbM1 UlYtKuJjEdiiCTTmD+GICw== 0001181431-03-036632.txt : 20031218 0001181431-03-036632.hdr.sgml : 20031218 20031218170941 ACCESSION NUMBER: 0001181431-03-036632 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL FUND V LP CENTRAL INDEX KEY: 0001123623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031062999 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVE STREET 2: STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 MAIL ADDRESS: STREET 1: TRIDENT CAPITAL STREET 2: 505 HAMILTON AVE STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL MANAGEMENT V LLC CENTRAL INDEX KEY: 0001220271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031063000 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6502894400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XATA CORP /MN/ CENTRAL INDEX KEY: 0000854398 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 411641815 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 151 E CLIFF RD STE 10 CITY: BURNSVILLE STATE: MN ZIP: 55337 BUSINESS PHONE: 6128943680 MAIL ADDRESS: STREET 1: 151 E CLIFF RD STE 10 CITY: BURNSVILLE STATE: MN ZIP: 55337 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST ACQUISITIONS INC/MN/ DATE OF NAME CHANGE: 19911209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL PARALLEL FUND V CV CENTRAL INDEX KEY: 0001135537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031062997 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVE STREET 2: STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6502894400 MAIL ADDRESS: STREET 1: TRIDENT CAPITAL STREET 2: 505 HAMILTON AVE STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL FUND V AFFILIATES FUND Q LP CENTRAL INDEX KEY: 0001138781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031062996 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6502894400 MAIL ADDRESS: STREET 1: TRIDENT CAPITAL STREET 2: 505 HAMILTON AVE STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL FUND V AFFILIATES FUND LP CENTRAL INDEX KEY: 0001138782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031062998 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6502894400 MAIL ADDRESS: STREET 1: TRIDENT CAPITAL STREET 2: 505 HAMILTON AVE STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL FUND V PRINCIPALS FUND L P CENTRAL INDEX KEY: 0001273783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27166 FILM NUMBER: 031062995 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVE STREET 2: STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6502894400 MAIL ADDRESS: STREET 1: TRIDENT CAPITAL STREET 2: 505 HAMILTON AVE STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 rrd26228.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0201 32003-12-08 0 0000854398 XATA CORP /MN/ XATA 0001220271 TRIDENT CAPITAL MANAGEMENT V LLC 505 Hamilton AvenueSuite 200Palo AltoCA943010010 0001123623 TRIDENT CAPITAL FUND V LP 505 Hamilton AvenueSuite 200Palo AltoCA943010010 0001138782 TRIDENT CAPITAL FUND V AFFILIATES FUND LP 505 Hamilton AvenueSuite 200Palo AltoCA943010010 0001138781 TRIDENT CAPITAL FUND V AFFILIATES FUND Q LP 505 Hamilton AvenueSuite 200Palo AltoCA943010010 0001273783 TRIDENT CAPITAL FUND V PRINCIPALS FUND L P 505 HamitonSuite 200Palo AltoCA943010010 0001135537 TRIDENT CAPITAL PARALLEL FUND V CV 505 HAMILTON AVENUE SUITE 200 PALO ALTO CA 94301 0010Series B Preferred Stock2.542003-12-081988-08-08Common Stock1612903ISee foot noteWarrant3.17 2003-12-082003-12-08Common Stock451226ISee foot noteSeries B Preferred Stock2.542003-12-081988-08-08Common Stock1444897DWarrant3.172003-12-082003-12-08Common Stock404709DSeries B Preferred Stock2.542003-12-081988-08-08Common Stock8398DWarrant3.172003-12-082003-12-08Common Stock2326DSeries B Preferred Stock2.542003-12-081988-08-08Common Stock8013DWarrant3.172003-12-082003-12-08Common Stock2218D Series B Preferred Stock2.542003-12-081988-08-08Common Stock41821DWarrant3.172003-12-082003-12-08Common Stock11579DSeries B Preferred Stock2.542003-12-081988-08-08Common Stock109774DWarrant3.172003-12-082003-12-08Common Stock30394DThese securities are owned indirectly by Trident Capital Management-V, L.L.C ("TCMV"). TCMV is the sole general partner of the Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to have an indirect beneficial ownership of these securities. TCMV disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.These securities are owned by Trident Capital Fund-V, L.PThese securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.These securities are owned by Trident Capital Fund-V Principals Fund, L.P.These securities are owned by Trident Capital Parallel Fund-V, C.V./s/ Christopher P. Marshall Managing Director2003-12-18/s/ Christopher P. Marshall Managing Director/Trident Capital Fund-V, L.P.2003-12-18/s/ Christopher P. Marshall Managing Director/Trident Capital Fund-V Affiliates Fund, L.P.2003-12-18/s/ Christopher P. Marshall Managing Director/Trident Capital Fund-V Affiliates Fund (Q), L.P.2003-12-18/s/ Christopher P. Marshall Managing Director/Trident Capital Fund-V Principals Fund, L.P.2003-12-18/s/ Christopher P. Marshall Managing Director/Trident Capital Parallel Fund-V, C.V.2003-12-18 -----END PRIVACY-ENHANCED MESSAGE-----