N-PX 1 proxy.htm FORM N-PX proxy.htm
 
 
 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


FORM N-PX

ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Management Company Act File Number: 811-5850

OneAmerica Funds, Inc.
(Exact Names of Registrant as Specified in Charter)

One American Square
Indianapolis, Indiana 46282
  (Address of Principal Executive Offices)

The Corporation Trust Incorporated
300 E. Lombard Street
Baltimore, MD 21202
(Name and Address of Agent for Service)

317-285-1588
Registrant’s Area Code and Telephone Number:

Date of Fiscal Year End: 12/31/2009

Date of Reporting Period: 6/30/2010

 
Form  NP-X is to be used by a  registered  management  investment  company, other than a small business  investment  company registered on Form N-5 (Section 239.24 and 274.5 of this  chapter),  to file  reports with the  Commission,  not later than August 31 of each year,  containing  the  registrant’s  proxy  voting record  for the most  recent  twelve-month  period  ended June 30,  pursuant  to section 30 of the Investment  Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is not required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the  collection  of  information  contained  in Form N-PX unless the Form  displays a  currently  valid  Office of  Management  and Budget (“OMB”)  control number. Please direct comments  concerning the accuracy of the information  collection  burden  estimate and any  suggestions  for reducing the burden to the Secretary,  Securities and Exchange Commission,  450 Fifth Street, NW,  Washington,  DC  20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.


 
 
 



PROXY VOTING FOR THE PERIOD JULY 1, 2009 THROUGH JUNE 30, 2010
                     
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
AEG
AEGON
007924103
4/29/2010
Proposal to adopt the annual accounts for 2009
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to release the members of the executive board from liability for their duties
Management
Against
Against
4/26/10
4/26/10
4/26/10
       
Proposal to release the members of the supervisory board from liability for their duties
Management
Against
Against
4/26/10
4/26/10
4/26/10
       
Proposal to appoint the independent auditor
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to amend the Articles of Association
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to adopt a new Executive Board Remuneration Policy
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to adopt amendments to the Supervisory Board Remuneration Policy
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to reappoint Mr. KJ Storm to the Supervisory Board
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to authorize the Executive Board to issue common shares
Management
For
For
4/26/10
4/26/10
4/26/10
       
Proposal to authorize the Executive Board to restrict or exclude pre-emptive rights upon issuing common shares
Management
Against
Against
4/26/10
4/26/10
4/26/10
       
Proposal to authorize the Executive Board to issue commons hares under incentive plans
Management
Against
Against
4/26/10
4/26/10
4/26/10
       
Proposal to authorize the Executive Board to acquire shares in the company
Management
For
For
4/26/10
4/26/10
4/26/10
AA
ALCOA INC
013817101
4/23/2010
Election of directors
Management
For
For
3/25/10
3/25/10
3/25/10
       
Ratify the independent auditor
Management
For
For
3/25/10
3/25/10
3/25/10
       
Approve a majority voting standard for uncontested director elections
Management
For
For
3/25/10
3/25/10
3/25/10
       
Eliminate super-majority voting requirement in the articles of Incorporation regarding fair price protection
Management
Against
Against
3/25/10
3/25/10
3/25/10
       
Eliminate super-majority voting requirement in the articles of Incorporation regarding director elections
Management
For
For
3/25/10
3/25/10
3/25/10
       
Eliminate super-majority voting requirement in the articles of Incorporation regarding removal of directors
Management
For
For
3/25/10
3/25/10
3/25/10
       
Proposal regarding adopting simple-majority vote
Shareholder
Against
For
3/25/10
3/25/10
3/25/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
AMGN
AMGEN
031162100
5/12/2010
Election of directors
Management
For
For
4/8/10
4/8/10
4/8/10
       
Ratification of  the independent auditor
Management
For
For
4/8/10
4/8/10
4/8/10
       
Proposal regarding shareholder action by written consent
Shareholder
Against
For
4/8/10
4/8/10
4/8/10
       
Proposal regarding equity retention policy
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
AMAT
APPLIED MATERIALS
038222105
3/9/2010
Election of directors
Management
For
For
2/15/10
2/15/10
2/15/10
       
Appointment of independent public accounting firm
Management
For
For
2/15/10
2/15/10
2/15/10
ADSK
AUTODESK INC
052769106
6/10/2010
Election of directors
Management
For
For
5/17/10
5/17/10
5/17/10
       
Ratification of independent accounting firm
Management
For
For
5/17/10
5/17/10
5/17/10
       
Approval of Executive Incentive Plan
Management
Against
Against
5/17/10
5/17/10
5/17/10
       
Approval of amendments to the Autodesk 2008 Employee Stock Plan
Management
Against
Against
5/17/10
5/17/10
5/17/10
BAX
BAXTER INTERNATIONAL
071813109
5/4/2010
Election of directors
Management
For
For
4/8/10
4/8/10
4/8/10
       
Ratification of independent accounting firm
Management
For
For
4/8/10
4/8/10
4/8/10
       
Proposal relating to simple majority voting
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
BEZ
BALDOR ELECTRIC
057741100
5/1/2010
Election of board of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Ratify appointment of auditors
Management
For
For
4/20/10
4/20/10
4/20/10
BBBY
BED BATH & BEYOND
075896100
6/29/2010
Election of board of directors
Management
For
For
6/18/10
6/18/10
6/18/10
       
Ratification of appointment of KPMG
Management
For
For
6/18/10
6/18/10
6/18/10
BBY
BEST BUY
086516101
6/24/2010
Election of board of directors
Management
For
For
5/28/10
5/28/10
5/28/10
       
Appointment of independent public accounting firm
Management
For
For
5/28/10
5/28/10
5/28/10
BJ
BJS WHOLESALE CLUB INC
05548J106
5/25/2010
Election of directors
Management
For
For
NA
NA
5/17/10
       
Approval of the amendment to the 2007 Stock Incentive Plan
Management
Against
Against
NA
NA
5/17/10
       
Ratification of the independent public accounting firm
Management
For
For
NA
NA
5/17/10
       
Proposal regarding bird welfare
Shareholder
For
Against
NA
NA
5/17/10
BC
BRUNSWICK CORP
117043109
5/5/2010
Election of board of directors
Management
For
For
NA
NA
4/20/10
       
Ratification of independent public accounting firm
Management
For
For
NA
NA
4/20/10
CSL
CARLISLE COS INC
142339100
5/14/2010
Election of board of directors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Ratification of independent public accounting firm
Management
For
For
5/5/10
5/5/10
5/5/10
CSCO
CISCO
17275R102
11/12/2009
Election of board of directors
Management
For
For
10/19/09
10/19/09
10/19/09
       
Amendment of 2005 Stock Incentive Plan
Management
Against
Against
10/19/09
10/19/09
10/19/09
       
Amendment of Employee Stock Purchase Plan
Management
For
For
10/19/09
10/19/09
10/19/09
       
Appointment of independent public accounting firm
Management
For
For
10/19/09
10/19/09
10/19/09
       
Proposal to amend Cisco's bylaws to establish a Board Committee on Human Rights
Shareholder
For
Against
10/19/09
10/19/09
10/19/09

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
CSCO
CISCO
17275R102
11/12/2009
Proposal that shareholders be provided the opportunity at each annual meeting of shareholders to vote on an advisory resolution to ratify the compensation of the named executive officers
Shareholder
For
Against
10/19/09
10/19/09
10/19/09
       
Proposal requesting the Board publish a report to shareholders providing a summarized listing and assessment of concrete steps Cisco could reasonably take to reduce the likelihood that its business practices might enable the violation of human rights.
Shareholder
For
Against
10/19/09
10/19/09
10/19/09
C
CITIGROUP INC
172967101
NA
Approval of the dividend blocker amendment
Management
For
For
7/7/09
7/7/09
7/7/09
       
Approval of the director amendment
Management
For
For
7/7/09
7/7/09
7/7/09
       
Approval of the retirement amendment
Management
For
For
7/7/09
7/7/09
7/7/09
       
Approval of an authorized preferred stock increase
Management
For
For
7/7/09
7/7/09
7/7/09
C
CITIGROUP INC
172967101
NA
Approval for the Authorized Share Increased Amendment
Management
For
For
8/17/09
8/17/09
8/17/09
       
Approval for the Reverse Stock Split Amendment
Management
For
For
8/17/09
8/17/09
8/17/09
       
Approval of the Preferred Stock Change Amendment
Management
Against
Against
8/17/09
8/17/09
8/17/09
C
CITIGROUP INC
172967101
4/20/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Ratification of independent accounting firm
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of 2009 Stock Incentive Plan
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of TARP Repayment Shares
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of 2009 Executive Compensation
Management
For
For
3/30/10
3/30/10
3/30/10
       
Proposal to ratify the Tax Benefits Preservation Plan
Management
Against
Against
3/30/10
3/30/10
3/30/10
       
Approval of the Reverse Stock Split Extension
Management
For
For
3/30/10
3/30/10
3/30/10
       
Proposal regarding political non-partisanship
Shareholder
Against
For
3/30/10
3/30/10
3/30/10
       
Proposal requesting a report on political contributions
Shareholder
Against
For
3/30/10
3/30/10
3/30/10
       
Proposal requesting a report on collateral for over-the-counter derivatives trades
Shareholder
For
Against
3/30/10
3/30/10
3/30/10
       
Proposal requesting that stockholders holding 10% or above have the right to call special stockholder meetings
Shareholder
Against
For
3/30/10
3/30/10
3/30/10
       
Proposal requesting that executive officers retain 75% of the shares acquired through compensation plans for two years following termination of employment
Shareholder
For
Against
3/30/10
3/30/10
3/30/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
C
CITIGROUP INC
172967101
4/20/2010
Proposal requesting reimbursement of expenses incurred by a stockholder in a contested election of directors
Shareholder
Against
For
3/30/10
3/30/10
3/30/10
KO
COCA-COLA
191216100
4/21/2010
Election of directors
Management
For
For
3/25/10
3/25/10
3/25/10
     
4/21/2010
Appointment of independent auditors
Management
For
For
3/25/10
3/25/10
3/25/10
       
Proposal regarding an advisory vote on executive compensation
Shareholder
For
Against
3/25/10
3/25/10
3/25/10
       
Proposal regarding an independent board chair
Shareholder
Against
For
3/25/10
3/25/10
3/25/10
       
Proposal regarding restricted stock
Shareholder
Against
For
3/25/10
3/25/10
3/25/10
       
Proposal regarding a report on Bisphenol-A
Shareholder
For
Against
3/25/10
3/25/10
3/25/10
COLM
COLUMBIA SPORTSWEAR CO
198516106
5/25/2010
Election of directors
Management
For
For
4/26/10
4/26/10
4/26/10
       
Appointment of independent accounting firm
Management
For
For
4/26/10
4/26/10
4/26/10
COP
CONOCOPHILLIPS
20825C104
5/12/2010
Election of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Appointment of independent accountants
Management
For
For
4/20/10
4/20/10
4/20/10
       
Proposal regarding board risk management oversight
Shareholder
Against
For
4/20/10
4/20/10
4/20/10
       
Proposal regarding greenhouse reduction
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding oil sands drilling
Shareholder
Against
For
4/20/10
4/20/10
4/20/10
       
Proposal regarding Louisiana wetlands
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding financial risks of climate change
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding toxic pollution report
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding gender expression non-discrimination
Shareholder
Against
For
4/20/10
4/20/10
4/20/10
       
Proposal regarding political contributions
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
CR
CRANE CO
224399105
4/19/2010
Election of directors
Management
For
For
3/25/10
3/25/10
3/25/10
       
Ratification of independent auditors
Management
For
For
3/25/10
3/25/10
3/25/10
CMI
CUMMINS
231021106
5/11/2010
Election of directors
Management
For
For
4/21/10
4/7/10
4/7/10
       
Appointment of independent auditors
Management
For
For
4/21/10
4/7/10
4/7/10
DELL
DELL COMPUTER
24702R101
7/16/2010
Election of directors
Management
For
For
6/18/10
6/18/10
6/18/10
       
Ratification of independent auditor
Management
For
For
6/18/10
6/18/10
6/18/10
       
Amendment to eliminate supermajority vote provisions
Management
For
For
6/18/10
6/18/10
6/18/10
       
Proposal regarding reimbursement of proxy expenses
Shareholder
Against
For
6/18/10
6/18/10
6/18/10
       
Proposal regarding advisory vote on executive compensation
Shareholder
For
Against
6/18/10
6/18/10
6/18/10
DOW
DOW CHEMICAL
260543103
5/13/2010
Election of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Appointment of independent auditors
Management
For
For
4/20/10
4/20/10
4/20/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
       
Amendment of the Certificate of Incorporation regarding special stockholder meetings
Management
For
For
4/20/10
4/20/10
4/20/10
       
Proposal of environmental remediation in the Midland Area
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal on executive stock retention
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal on executive compensation
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
XOM
EXXON MOBIL
30231G102
5/26/2010
Election of directors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Appointment of independent auditors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding special shareholder meetings
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding incorporating in North Dakota
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Shareholder advisory vote on executive compensation
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Amendment of EEO Policy
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Policy on water
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Wetlands restoration policy
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Report on Canadian oil sands
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Report on natural gas production
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Report on energy technology
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Greenhouse gas emissions goals
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Proposal regarding planning assumptions
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
FLIR
FLIR SYSTEMS
302445101
4/23/2010
Election of directors
Management
Yes
For
3/25/10
3/25/10
3/25/10
       
Appointment of independent public accounting firm
Management
Yes
For
3/25/10
3/25/10
3/25/10
GD
GENERAL DYNAMICS CORP
369550108
5/5/2010
Election of directors
Management
For
For
4/7/10
4/7/10
4/7/10
       
Appointment of independent auditors
Management
For
For
4/7/10
4/7/10
4/7/10
       
Proposal regarding  weapons in space
Shareholder
Against
For
4/7/10
4/7/10
4/7/10
GE
GENERAL ELECTRIC CO
369604103
4/28/2010
Election of directors
Management
For
For
4/8/10
4/8/10
4/8/10
       
Ratification of KPMG
Management
For
For
4/8/10
4/8/10
4/8/10
       
Proposal regarding cumulative voting
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
       
Proposal regarding special shareowner meetings
Shareholder
Against
For
4/8/10
4/8/10
4/8/10
       
Proposal regarding an independent Board Chairman
Shareholder
Against
For
4/8/10
4/8/10
4/8/10
       
Proposal regarding pay disparity
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
       
Proposal regarding key board committees
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
       
Proposal regarding vote on executive compensation
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
HOG
HARLEY-DAVIDSON
412822108
4/24/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval to eliminate the classified board structure
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of the Employee Incentive Plan
Management
For
For
3/30/10
3/30/10
3/30/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
       
Approval of the  Director Stock Plan
Management
Against
Against
3/30/10
3/30/10
3/30/10
       
Ratification of independent accounting firm
Management
For
For
3/30/10
3/30/10
3/30/10
       
Proposal to adopt a simple majority vote
Shareholder
For
Against
3/30/10
3/30/10
3/30/10
HPQ
HEWLETT-PACKARD CO
428236103
3/17/2010
Election of directors
Management
For
For
2/15/10
2/15/10
2/15/10
       
Appointment of independent public accounting firm
Management
For
For
2/15/10
2/15/10
2/15/10
       
Approval of amended 2004 Stock Incentive Plan
Management
Against
Against
2/15/10
2/15/10
2/15/10
       
Proposal to conduct an annual advisory vote on executive compensation
Management
For
For
2/15/10
2/15/10
2/15/10
HD
HOME DEPOT
437076102
5/20/2010
Election of directors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Appointment of KPMG LLP
Management
For
For
5/5/10
5/5/10
5/5/10
       
Proposal to approve the Material Terms of Performance Goals for Qualified Performance-Based Award under the 2005 Omnibus Stock Incentive Plan
Management
Against
Against
5/5/10
5/5/10
5/5/10
       
Proposal regarding cumulative voting
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Proposal regarding executive officer compensation
Shareholder
For
Against
5/5/10
5/5/10
5/5/10
       
Proposal regarding special shareholder meetings
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding shareholder action by written consent
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding independent Chairman of the Board
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding Employment Diversity Report
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
       
Proposal regarding reincorporation in North Dakota
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
ITW
ILLINOIS TOOL WORKS
452308109
5/7/2010
Election of directors
Management
For
For
4/7/10
4/7/10
4/7/10
       
Appointment of independent public accounting firm
Management
For
For
4/7/10
4/7/10
4/7/10
       
Proposal requesting reports on political contributions and expenditures
Shareholder
For
Against
4/7/10
4/7/10
4/7/10
INTC
INTEL CORP
458140100
5/19/2010
Election of directors
Management
For
For
4/26/10
4/26/10
4/26/10
       
Appointment of independent public accounting firm
Management
For
For
4/26/10
4/26/10
4/26/10
       
Advisory vote on executive compensation
Management
Against
Against
4/26/10
4/26/10
4/26/10
ITG
INVESTMENT TECHNOLOGY GP
46145F105
5/11/2010
Election of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Appointment of independent public accounting firm
Management
For
For
4/20/10
4/20/10
4/20/10
       
Approval of an increase in the number of shares reserved and available for issuance under the Investment Technology 2007 Omnibus Equity Compensation Plan
Management
Against
Against
4/20/10
4/20/10
4/20/10
IWD
iShares Russell 1000 Value
464287H00
11/4/2009
Election of directors
Management
For
For
10/1/09
NA
NA

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
IWD
iShares Russell 1000 Value
464287598
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
10/1/09
NA
NA
IWS
iShares Russell Midcap Value
464287F88
11/4/2009
Election of directors
Management
For
For
10/1/09
NA
NA
   
464287473
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
10/1/09
NA
NA
IWP
iShares Russell Midcap Growth
464287F99
11/4/2009
Election of directors
Management
For
For
NA
10/1/09
NA
   
464287481
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
NA
10/1/09
NA
   
464287481
11/4/2009
Approve a change in the fund's investment objective from a fundamental policy to a non-fundamental policy
Management
Against
Against
NA
10/1/09
NA
IVW
iShares S&P 500 Growth
464287E66
11/4/2009
Election of directors
Management
For
For
NA
9/24/09
NA
IVW
iShares S&P 500 Growth
464287309
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
NA
9/24/09
NA
IJK
iShares S&P Midcap 400 Growth
464287606
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
NA
9/24/09
NA
   
464287H11
11/4/2009
Election of directors
Management
For
For
NA
9/24/09
NA
IJS
iShares S&P SmallCap 600 Value
464287J66
11/4/2009
Election of directors
Management
For
For
9/24/09
NA
NA
   
464287879
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
10/1/09
NA
NA
IJT
iShares S&P SmallCap 600 Growth
464287J77
11/4/2009
Election of directors
Management
For
For
NA
9/24/09
NA
   
464287887
11/4/2009
Approve a new Investment Advisory Agreement between each company and Barclays Global Fund Advisors
Management
For
For
NA
9/24/09
NA
   
464287887
11/4/2009
Approve a change in the fund's investment objective from a fundamental policy to a non-fundamental policy
Management
Against
Against
NA
9/24/09
NA
JNJ
JOHNSON & JOHNSON
478160104
4/22/2010
Election of directors
Management
For
For
4/20/10
4/20/10
NA
       
Appointment of independent public accounting firm
Management
For
For
4/20/10
4/20/10
NA
       
Advisory vote on executive compensation
Shareholder
For
Against
4/20/10
4/20/10
NA
       
Special shareowner meetings
Shareholder
Against
For
4/20/10
4/20/10
NA
JPM
JPMORGAN CHASE & CO
46625H100
5/18/2010
Election of directors
Management
For
For
4/26/10
4/26/10
4/26/10
       
Appointment of independent public accounting firm
Management
For
For
4/26/10
4/26/10
4/26/10
       
Advisory vote on executive compensation
Management
Against
Against
4/26/10
4/26/10
4/26/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
JPM
JPMORGAN CHASE & CO
46625H100
5/18/2010
Proposal regarding political non-partisanship
Shareholder
Against
For
4/26/10
4/26/10
4/26/10
       
Proposal regarding special shareowner meetings
Shareholder
Against
For
4/26/10
4/26/10
4/26/10
       
Proposal regarding collateral in over the counter derivatives trading
Shareholder
For
Against
4/26/10
4/26/10
4/26/10
       
Proposal on shareholder action by written consent
Shareholder
Against
For
4/26/10
4/26/10
4/26/10
       
Proposal regarding independent chairman
Shareholder
Against
For
4/26/10
4/26/10
4/26/10
       
Proposal regarding pay disparity
Shareholder
For
Against
4/26/10
4/26/10
4/26/10
       
Proposal regarding share retention
Shareholder
For
Against
4/26/10
4/26/10
4/26/10
KSS
KOHLS
500255104
5/13/2010
Election of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Appointment of independent public accounting firm
Management
For
For
4/20/10
4/20/10
4/20/10
       
Approval of Kohl's 2010 Long Term Compensation Plan
Management
Against
Against
4/20/10
4/20/10
4/20/10
       
Proposal to adopt a simple majority vote
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding an independent Chairman of the Board
Shareholder
Against
For
4/20/10
4/20/10
4/20/10
MGA
MAGNA INTERNATIONAL
559222401
5/6/2010
Election of directors
Management
For
For
4/26/10
4/26/10
NA
       
Appointment of independent auditor
Management
For
For
4/26/10
4/26/10
NA
       
Approval of 2009 Stock Option Plan and the conditional grant of options under the 2009 Stock Option Plan
Management
Against
Against
4/26/10
4/26/10
NA
MGA
MAGNA INTERNATIONAL
559222401
6/28/2010
Elimination of dual class share structure
Management
Against
Against
6/18/10
6/18/10
NA
MAT
MATTEL, INC.
577081102
5/12/2010
Election of directors
Management
For
For
4/26/10
4/26/10
4/26/10
       
Approval of 2010 Equity and Long-Term Compensation Plan
Management
Against
Against
4/26/10
4/26/10
4/26/10
       
Appointment of independent public accounting firm
Management
For
For
4/26/10
4/26/10
4/26/10
MDT
MEDTRONIC
585055106
8/27/2009
Election of directors
Management
For
For
8/5/09
8/5/09
8/5/09
       
Appointment of independent public accounting firm
Management
For
For
8/5/09
8/5/09
8/5/09
       
Amendment to 2005 Employees Stock Purchase Plan to increase the number of shares authorized
Management
For
For
8/5/09
8/5/09
8/5/09
 
 
 
 
Amendment to 2008 Stock Award and Incentive Plan to increase the number of shares authorized
Management
Against
Against
8/5/09
8/5/09
8/5/09
MRK
MERCK & CO
589331107
8/7/2009
Approval of the plan of merger among Merck and Schering-Plough
Management
For
For
7/22/09
7/22/09
7/22/09
MRK
MERCK & CO
589331107
5/25/2010
Election of directors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Appointment of independent accounting firm
Management
For
For
5/5/10
5/5/10
5/5/10
       
Proposal to adopt the 2010 Incentive Stock Plan
Management
Against
Against
5/5/10
5/5/10
5/5/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
 
MRK
  
MERCK & CO
  
589331107
  
5/25/2010
Proposal to adopt the 2010 Non-Employee Directors Stock Option Plan
Management
Against
Against
5/5/10
5/5/10
5/5/10
MPS
MPS Group
553409103
1/15/2010
To approve merger among Adecco, Jaguar acquisition and MPS Group
Management
For
For
12/30/09
12/30/09
12/30/09
       
To approve the adjournment of the special meeting to permit further solicitation of proxies
Management
For
For
12/30/09
12/30/09
12/30/09
NOK
NOKIA
654902204
5/6/2010
Election of directors
Management
For
For
3/1/10
3/1/10
3/1/10
       
Adoption of the annual accounts
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the use of the profit shown on the balance sheet and the payment of dividend
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the discharge of the members of the board of directors and the president from liability
Management
Against
Against
3/1/10
3/1/10
3/1/10
       
Resolution on the remuneration of the members of the board of directors
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the number of members of the board of directors
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the remuneration of the auditor
Management
For
For
3/1/10
3/1/10
3/1/10
       
Election of auditor
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the amendment of the articles of association
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the authorization to the board of directors to resolve to repurchase the company's own shares
Management
For
For
3/1/10
3/1/10
3/1/10
       
Resolution on the authorization to the board of directors to resolve on the issuance of shares and special rights entitling to shares
Management
Against
Against
3/1/10
3/1/10
3/1/10
NTRS
NORTHERN TRUST
665859104
4/20/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Appointment of independent public accounting firm
Management
For
For
3/30/10
3/30/10
3/30/10
NUE
NUCOR
670346105
5/13/2010
Election of directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Appointment of independent public accounting firm
Management
For
For
4/20/10
4/20/10
4/20/10
       
Amend Certificate of Incorporation eliminating the classified structure of the Board of Directors
Management
For
For
4/20/10
4/20/10
4/20/10
       
Approve the 2010 Stock Option and Award Plan
Management
Against
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding majority
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
       
Proposal regarding report on political spending
Shareholder
For
Against
4/20/10
4/20/10
4/20/10
NSC
NORFOLK SOUTHERN CORP
655844108
5/13/2010
Election of directors
Management
For
For
4/8/10
4/8/10
4/8/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
NSC
NORFOLK SOUTHERN CORP
655844108
5/13/2010
Appointment of independent public accounting firm
Management
For
For
4/8/10
4/8/10
4/8/10
       
Approval to declassify the board of directors
Management
For
For
4/8/10
4/8/10
4/8/10
       
Approval of the "Long-Term Incentive Plan
Management
Against
Against
4/8/10
4/8/10
4/8/10
       
Approval of the Executive Management Incentive Plan
Management
For
For
4/8/10
4/8/10
4/8/10
       
Proposal concerning corporate political contributions
Shareholder
For
Against
4/8/10
4/8/10
4/8/10
PFE
PFIZER INC
717081103
4/22/2010
Election of directors
Management
For
For
4/20/10
4/20/10
NA
       
Ratification of independent public accounting firm
Management
For
For
4/20/10
4/20/10
NA
       
Advisory vote on executive compensation
Management
Against
Against
4/20/10
4/20/10
NA
       
Approval to reduce the percentage of shares required for shareholders to call special meetings
Management
For
For
4/20/10
4/20/10
NA
       
Proposal regarding stock options
Shareholder
For
Against
4/20/10
4/20/10
NA
RHI
ROBERT HALF
770323103
5/6/2010
Election of directors
Management
For
For
4/7/10
4/7/10
NA
       
Ratification of appointment of auditor
Management
For
For
4/7/10
4/7/10
NA
       
Proposal regarding annual performance bonus plan
Management
For
For
4/7/10
4/7/10
NA
PCP
PRECISION CASTPARTS CORP
740189105
8/11/2009
Election of directors
Management
For
For
7/22/09
7/22/09
7/22/09
       
Appointment of independent public accounting firm
Management
For
For
7/22/09
7/22/09
7/22/09
RD
ROYAL DUTCH PETROLEUM  -ADR
780257804
5/18/2010
Adoption of Annual Report & Accounts
Management
For
For
5/5/10
5/5/10
5/5/10
       
Approval of Remuneration Report
Management
For
For
5/5/10
5/5/10
5/5/10
       
Appointment of Charles Holliday as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Josef Ackermann as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Malcolm Brinded as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Simon Henry as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Lord Kerr of Kinlochard as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of wim Kok as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Nick Land as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Christine Morin-Postel as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Jorma Ollila  as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Jeroen van der Veer  as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Peter Voser  as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of Hans Wijers  as Director
Management
For
For
5/5/10
5/5/10
5/5/10
       
Re-appointment of auditors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Remuneration of auditors
Management
For
For
5/5/10
5/5/10
5/5/10
       
Authority to allot shares
Management
For
For
5/5/10
5/5/10
5/5/10

 
 
 


 
               
Date Voted
Ticker
Company Name
Cusip
Shareholder Meeting Date
Description of Proposal
Who Proposed
Vote
For or Against Mgt
Value Portfolio
Asset Director  Portfolio
Socially
Responsive  Portfolio
RD
ROYAL DUTCH PETROLEUM  -ADR
780257804
5/18/2010
Disapplication of pre-emption rights
Management
Against
Against
5/5/10
5/5/10
5/5/10
       
Authority to purchase own shares
Management
For
For
5/5/10
5/5/10
5/5/10
       
Authority for Scrip Dividend Scheme
Management
For
For
5/5/10
5/5/10
5/5/10
       
Authority for certain donations and expenditures
Management
For
For
5/5/10
5/5/10
5/5/10
       
Adoption of new Articles of Association
Management
For
For
5/5/10
5/5/10
5/5/10
       
Shareholder resolution regarding Canadian oil sands operations
Shareholder
Against
For
5/5/10
5/5/10
5/5/10
TXN
TEXAS INSTRUMENTS
882508104
4/15/2010
Election of directors
Management
For
For
3/10/10
3/10/10
3/10/10
       
Ratification of public accounting firm
Management
For
For
3/10/10
3/10/10
3/10/10
USB
US BANCORP
902973304
4/20/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Ratification of independent auditor
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of 2007 Stock Incentive Plan
Management
Against
Against
3/30/10
3/30/10
3/30/10
       
Advisory vote to approve executive compensation program
Management
For
For
3/30/10
3/30/10
3/30/10
VLO
VALERO ENERGY CORP
91913Y100
4/29/2010
Election of directors
Management
For
For
4/7/10
4/7/10
4/7/10
       
Appointment of independent accounting firm
Management
For
For
4/7/10
4/7/10
4/7/10
       
Re-approve the 2005 Omnibus Stock Incentive Plan
Management
Against
Against
4/7/10
4/7/10
4/7/10
       
Advisory resolution to ratify the 2009 compensation of executive officers
Management
Against
Against
4/7/10
4/7/10
4/7/10
       
Proposal entitled "Impact of Valero's Operations on Rainforest Sustainability"
Shareholder
For
Against
4/7/10
4/7/10
4/7/10
       
Proposal regarding disclosure of political contributions/trade associations
Shareholder
For
Against
4/7/10
4/7/10
4/7/10
       
Proposal regarding stock retention by executives
Shareholder
For
Against
4/7/10
4/7/10
4/7/10
WERN
WERNER ENTERPRISES
950755108
5/10/2010
Election of directors
Management
For
For
4/26/10
4/26/10
4/26/10
       
Appointment of independent accounting firm
Management
For
For
4/26/10
4/26/10
4/26/10
WWW
WOLVERINE WORLD WIDE
978097103
4/22/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Appointment of independent auditors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Approval of Stock Incentive Plan of 2010
Management
Against
Against
3/30/10
3/30/10
3/30/10
ZMH
ZIMMER HOLDINGS
98956P102
5/3/2010
Election of directors
Management
For
For
3/30/10
3/30/10
3/30/10
       
Appointment of independent accounting firm
Management
For
For
3/30/10
3/30/10
3/30/10


 
 
 


 
 
 

SIGNATURES

Pursuant to the  requirements  of the  Investment  Company Act of 1940, the registrant  has duly  caused  this  report  to be  signed  on its  behalf by the undersigned, thereunto duly authorized.


ONEAMERICA FUNDS, INC.
(Registrant)


   
    /s/ Richard M. Ellery
By:
Richard M. Ellery
Title:
Assistant Secretary and Chief Compliance Officer,  OneAmerica Funds, Inc.