N-PX 1 npx09filing.htm

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Management Company Act File Number: 811-5850

 

OneAmerica Funds, Inc.

(Exact Names of Registrant as Specified in Charter)

 

One American Square

Indianapolis, Indiana 46282

(Address of Principal Executive Offices)

 

The Corporation Trust Incorporated

300 E. Lombard Street

Baltimore, MD 21202

(Name and Address of Agent for Service)

 

317-285-1588

Registrant’s Area Code and Telephone Number:

 

Date of Fiscal Year End: 12/31/2008

 

Date of Reporting Period: 6/30/2009

 

Form NP-X is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Section 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is not required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

 

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

AEG

AEGON

007924103

4/22/2009

Proposal to adopt the 2008 annual accounts

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to release the members of the supervisory board from liability for their duties

Management

Against

Against

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to release the members of the executive board from liability for their duties

Management

Against

Against

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to appoint the independent auditor

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to appoint Nooitgedagt to the executive board

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to appoint Eustace to the supervisory board

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to reappoint Levy to the supervisory board

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to appoint Leeuwen to the supervisory board

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to authorize the executive board to issue common shares

Management

For

For

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to authorize the executive board to restrict or exclude pre-emptive rights upon issuing common shares

Management

Against

Against

4/15/09

4/15/09

4/15/09

 

 

 

 

Proposal to authorize the executive board to acquire shares in the company

Management

For

For

4/15/09

4/15/09

4/15/09

AA

Alcoa, Inc.

013817101

5/08/2009

Election of directors

Management

For

For

4/13/09

4/13/09

4/13/09

 

 

 

 

Ratification of independent auditor

Management

For

For

4/13/09

4/13/09

4/13/09

 

 

 

 

Approval of 2009 Stock Incentive Plan

Management

Against

Against

4/13/09

4/13/09

4/13/09

 

 

 

 

Proposal regarding simple majority voting

Shareholder

For

Against

4/13/09

4/13/09

4/13/09

AMAT

Applied Materials

038222105

3/10/2009

Election of directors

Management

For

For

2/13/09

2/13/09

2/13/09

 

 

 

 

Amendment to eliminate supermajority voting provisions

Management

For

For

2/13/09

2/13/09

2/13/09

Appointment of independent public accounting firm

Management

For

For

2/13/09

2/13/09

2/13/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

ADSK

Autodesk, Inc.

052769106

06/11/2009

Election of directors

Management

For

For

05/28/09

05/28/09

05/28/09

 

 

 

 

Appointment of independent public accounting firm

Management

For

For

05/28/09

05/28/09

05/28/09

 

 

 

 

Approval of 2010 Outside Directors' Stock Plan

Management

Against

Against

05/28/09

05/28/09

05/28/09

BEZ

Baldor Electric

057741100

05/02/2009

Election of directors

Management

For

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Appointment of auditors

Management

For

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Amendment to 2006 Equity Incentive Plan

Management

Against

Against

04/15/09

04/15/09

04/15/09

 

 

 

 

Approval of tax deductible executive incentive compensation

Management

Against

Against

04/15/09

04/15/09

04/15/09

BBBY

Bed Bath & Beyond

075896100

06/30/2009

Election of directors

Management

For

For

06/12/09

06/12/09

06/12/09

 

 

 

 

Appointment of KPMG LLP

Management

For

For

06/12/09

06/12/09

06/12/09

 

 

 

 

Amend Certificate of Incorporation requiring majority voting in non-contested director elections

Management

For

For

06/12/09

06/12/09

06/12/09

 

 

 

 

Amend Certificate of Incorporation to eliminate express supermajority voting provisions

Management

For

For

06/12/09

06/12/09

06/12/09

 

 

 

 

Amend Certificate of Incorporation to eliminate statutory supermajority voting requirements

Management

For

For

06/12/09

06/12/09

06/12/09

 

 

 

 

Re-approval of performance goals under 2004 Incentive Compensation Plan

Management

Against

Against

06/12/09

06/12/09

06/12/09

 

 

 

 

Proposal requesting a sustainability report

Shareholder

Against

For

06/12/09

06/12/09

06/12/09

BBY

Best Buy

086516101

06/24/2009

Election of directors

Management

For

For

06/11/09

06/11/09

06/11/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

06/11/09

06/11/09

06/11/09

Approval to amend the 2004 Omnibus Stock and Incentive Plan

Management

Against

Against

06/11/09

06/11/09

06/11/09

Approval to amend Article IX of Articles of Incorporation to change approval requirements

Management

For

For

06/11/09

06/11/09

06/11/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

BBY

Best Buy

086516101

06/24/2009

Approval to amend Article IX of Articles of Incorporation to decrease the shareholder approval required to amend Article IX

Management

For

For

06/11/09

06/11/09

06/11/09

 

 

 

 

Approval to amend Article IX of Articles of Incorporation to decrease the shareholder approval required to remove directors without cause

Management

For

For

06/11/09

06/11/09

06/11/09

 

 

 

 

Approval to amend Article IX of Articles of Incorporation to decrease the shareholder approval required to amend classified board provisions

Management

For

For

06/11/09

06/11/09

06/11/09

 

 

 

 

Approval to amend Article X to decrease the shareholder approval required for certain repurchases of stock

Management

For

For

06/11/09

06/11/09

06/11/09

 

 

 

 

Approval to amend Article X of Articles of Incorporation to decrease the shareholder approval required to amend Article X

Management

For

For

06/11/09

06/11/09

06/11/09

BJ

BJs Wholesale Club, Inc.

05548J106

05/21/2009

Election of directors

Management

For

For

N/A

N/A

05/05/09

 

 

 

 

Amendment to the 2008 Management Incentive Plan

Management

For

For

N/A

N/A

05/05/09

 

 

 

 

Amendment to the 2008 Growth Incentive Plan

Management

For

For

N/A

N/A

05/05/09

 

 

 

 

Amendment to the 2007 Stock Incentive Plan

Management

Against

Against

N/A

N/A

05/05/09

 

 

 

 

Ratification of independent accounting firm

Management

For

For

N/A

N/A

05/05/09

BC

Brunswick Corp

117043109

5/06/2009

Election of directors

Management

For

For

04/06/09

04/06/09

04/06/09

Approval of amendments to 2003 Stock Incentive Plan

Management

Against

Against

04/06/09

04/06/09

04/06/09

Ratification of independent accounting firm

Management

For

For

04/06/09

04/06/09

04/06/09

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

CSL

Carlisle Cos, Inc.

142339100

04/20/2009

Election of directors

Management

For

For

03/25/09

03/25/09

03/25/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

03/25/09

03/25/09

03/25/09

 

 

 

 

Amendment to the Company's Executive Incentive Program to increase the number of shares authorized for issuance under the Program

Management

Against

Against

03/25/09

03/25/09

03/25/09

CSCO

CISCO

17275R102

11/13/2008

Election of directors

Management

For

For

10/17/08

10/17/08

10/17/08

 

 

 

 

Appointment of independent public accounting firm

Management

For

For

10/17/08

10/17/08

10/17/08

 

 

 

 

Proposal to establish a board committee on human rights

Shareholder

Against

For

10/17/08

10/17/08

10/17/08

 

 

 

 

Proposal to provide concrete steps Cisco could reasonably take to reduce the likelihood that its business practices might enable or encourage the violation of human rights

Shareholder

Against

For

10/17/08

10/17/08

10/17/08

C

Citigroup, Inc.

172967101

04/21/2009

Election of directors

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Ratification of independent accounting firm

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal to approve the 2009 Stock Incentive Plan

Management

Against

Against

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal to approve 2008 Executive Compensation

Management

Against

Against

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal requesting a report on prior governmental service of certain individuals

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal requesting a report on political contributions

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

Proposal requesting a report on predatory credit card practices

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

Proposal requesting that two candidates be nominated for each board position

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

Proposal requesting a report on the Carbon Principles

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

C

Citigroup, Inc.

172967101

04/21/2009

Proposal requesting that executive officers retain 75% of the shares acquired through compensation plans for two years following termination of employment

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal requesting additional disclosure regarding Citi's compensation consultants

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal requesting that stockholders holding 10% or above have the right to call special shareholder meetings

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Proposal requesting cumulative voting

Shareholder

For

Against

04/06/09

04/06/09

04/06/09

KO

Coca-Cola

191216100

4/22/2009

Election of directors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Appointment of independent auditors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Shareholder proposal regarding an Advisory Vote on Executive Compensation

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

 

 

 

 

Shareholder proposal regarding an independent Board Chair

Shareholder

Against

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Shareholder proposal regarding a Board Committee on Human Rights

Shareholder

Against

For

03/24/09

03/24/09

03/24/09

Shareholder Proposal regarding Restricted Stock

Shareholder

Against

For

03/24/09

03/24/09

03/24/09

COLM

Columbia Sportswear Co.

198516106

05/21/2009

Election of directors

Management

For

For

04/21/09

04/21/09

04/21/09

Approve the 1997 Stock Incentive Plan as amended

Management

Against

Against

04/21/09

04/21/09

04/21/09

Re-approve the Executive Incentive Compensation Plan

Management

Against

Against

04/21/09

04/21/09

04/21/09

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

COLM

Columbia Sportswear Co.

198516106

05/21/2009

Ratification of independent accounting firm

Management

For

For

04/21/09

04/21/09

04/21/09

COP

Conocophillips

20825C104

05/13/2009

Election of directors

Management

For

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Appointment of independent auditors

Management

For

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Approval of 2009 Omnibus Stock and Performance Incentive Plan

Management

Against

Against

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding universal health care principles

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding vote on executive compensation

Shareholder

For

Against

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding political contributions

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding greenhouse gas reduction

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding oil sands drilling

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

 

 

 

 

Proposal regarding director qualifications

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

CR

Crane Co

224399105

04/20/09

Election of directors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Ratification of independent auditors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Approval of 2009 Stock Incentive Plan

Management

Against

Against

03/24/09

03/24/09

03/24/09

 

 

 

 

Approval of 2009 Non-Employee Director Compensation Plan

Management

Against

Against

03/24/09

03/24/09

03/24/09

Approval of 2009 Corporate EVA Incentive Compensation Plan

Management

Against

Against

03/24/09

03/24/09

03/24/09

Proposal concerning adoption of the MacBride Principles

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

CMI

Cummings

231021106

05/12/2009

Election of directors

Management

For

For

04/15/09

04/15/09

04/15/09

Ratification of independent auditors

Management

For

For

04/15/09

04/15/09

04/15/09

Proposal to amend the 2003 Stock Incentive Plan

Management

Against

Against

04/15/09

04/15/09

04/15/09

Proposal to reapprove the Incentive Plan Performance Shares

Management

Against

Against

04/15/09

04/15/09

04/15/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

CMI

Cummings

231021106

05/12/2009

Proposal to adopt international labor organization standards

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

DELL

DELL Computer

24702R101

7/17/2009

Election of directors

Management

For

For

06/19/09

06/19/09

06/19/09

 

 

 

 

Ratification of independent auditor

Management

For

For

06/19/09

06/19/09

06/19/09

 

 

 

 

Reimbursement of proxy expenses

Shareholder

Against

For

06/19/09

06/19/09

06/19/09

 

 

 

 

Adopt simple majority vote

Shareholder

For

Against

06/19/09

06/19/09

06/19/09

DOW

Dow Chemical

260543103

5/14/2009

Election of directors

Management

For

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding cumulative voting

Shareholder

For

Against

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding special meetings

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding executive stock retention

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding Say on Executive Pay

Shareholder

For

Against

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding environmental remediation in the Midland area

Shareholder

For

Against

04/13/09

04/13/09

04/13/09

XOM

Exxon

Mobil

30231G102

 

05/27/2009

Election of directors

Management

For

For

05/05/09

05/05/09

05/05/09

Appointment of independent auditors

Management

For

For

05/05/09

05/05/09

05/05/09

Proposal regarding cumulative voting

Shareholder

For

Against

05/05/09

05/05/09

05/05/09

Proposal regarding special shareholder meetings

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

Proposal regarding incorporating in North Dakota

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

Proposal regarding separating Board Chairman and CEO positions

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

Proposal regarding shareholder advisory vote on executive compensation

Shareholder

For

Against

05/05/09

05/05/09

05/05/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

XOM

Exxon

Mobil

30231G102

 

05/27/2009

Proposal regarding executive compensation report

Shareholder

For

Against

05/05/09

05/05/09

05/05/09

 

 

 

 

Proposal regarding corporate sponsorship report

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Proposal regarding amendment of the EEO policy

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Proposal regarding greenhouse gas emissions goals

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Proposal regarding climate change and technology report

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Proposal regarding renewable energy policy

Shareholder

Against

For

05/05/09

05/05/09

05/05/09

FLIR

Flir Systems

302445101

05/01/2009

Election of directors

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Adoption of 2009 Employee Stock Purchase Plan

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

Appointment of independent public accounting firm

Management

For

For

04/06/09

04/06/09

04/06/09

GD

General Dynamics Corp.

369550108

05/06/2009

Election of directors

Management

For

For

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

Approval of 2009 Equity Compensation Plan

Management

Against

Against

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

Approval of 2009 UK Share Save Plan

Management

Against

Against

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

Selection of independent auditors

Management

For

For

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

Proposal regarding weapons in space

Shareholder

Against

For

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

Proposal regarding executive death benefit payments

Shareholder

For

Against

04/06/09 & 05/12/09

04/06/09 & 05/12/09

04/06/09 & 05/12/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

GE

General Electric Co.

369604103

04/22/09

Election of directors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Ratification of KPMG

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Cumulative voting

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

 

 

 

 

Executive compensation advisory vote

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

 

 

 

 

Independent study regarding breaking up GE

Shareholder

Against

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Dividend policy

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

 

 

 

 

Shareholder vote on golden parachutes

Shareholder

For

Against

03/24/09

03/24/09

03/24/09

HOG

Harley-Davison

412822108

04/25/2009

Election of directors

Management

For

For

04/21/09

04/21/09

04/21/09

 

 

 

 

Approval of 2009 Incentive Stock Plan

Management

Against

Against

04/21/09

04/21/09

04/21/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

04/21/09

04/21/09

04/21/09

 

 

 

 

Proposal to reorganize the board into one class

Shareholder

For

Against

04/21/09

04/21/09

04/21/09

HPQ

Hewlett-Packard Co.

428236103

03/18/2009

Election of directors

Management

For

For

02/13/09

02/13/09

02/13/09

Appointment of independent accounting firm

Management

For

For

02/13/09

02/13/09

02/13/09

HD

Home Depot

437076102

05/28/09

Election of directors

Management

For

For

04/23/09

04/23/09

04/23/09

Appointment of independent accounting firm

Management

For

For

04/23/09

04/23/09

04/23/09

Amendment to the Certificate of Incorporation allowing holders of at least 25% of the outstanding common stock to call a special meeting of shareholders

Management

For

For

04/23/09

04/23/09

04/23/09

Proposal regarding cumulative voting

Shareholder

For

Against

04/23/09

04/23/09

04/23/09

Proposal regarding special shareholder meetings

Shareholder

Against

For

04/23/09

04/23/09

04/23/09

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

 

Date Voted

 

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

 

HD

Home Depot

437076102

05/28/09

Proposal regarding employment diversity report

Shareholder

Against

For

04/23/09

04/23/09

04/23/09

 

 

 

 

 

Proposal regarding executive officer compensation

Shareholder

For

Against

04/23/09

04/23/09

04/23/09

 

 

 

 

 

Proposal regarding energy use

Shareholder

Against

For

04/23/09

04/23/09

04/23/09

 

ITW

Illinois Tool Works

452308109

05/08/2009

Election of directors

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

 

Appointment of independent accountant

Management

For

For

04/06/09

04/06/09

04/06/09

 

 

 

 

 

Proposal urging the board to seek stockholder approval for any future extraordinary retirement benefits for senior executives

Shareholder

For

Against

04/06/09

04/06/09

04/06/09

 

INTC

Intel Corp

458140100

05/20/2009

Election of directors

Management

For

For

04/21/09

04/21/09

04/21/09

 

Appointment of independent accountant

Management

For

For

04/21/09

04/21/09

04/21/09

Amendment of 2006 Equity Incentive Plan

Management

Against

Against

04/21/09

04/21/09

04/21/09

Approval of an employee stock option exchange program

Management

Against

Against

04/21/09

04/21/09

04/21/09

Advisory vote on executive compensation

Management

For

For

04/21/09

04/21/09

04/21/09

Proposal regarding cumulative voting

Shareholder

For

Against

04/21/09

04/21/09

04/21/09

Proposal regarding human right to water

Shareholder

Against

For

04/21/09

04/21/09

04/21/09

ITG

Investment Technology GP

46145F105

05/12/2009

Election of directors

Management

For

For

04/23/09

04/23/09

04/23/09

Appointment of independent auditor

Management

For

For

04/23/09

04/23/09

04/23/09

Proposal to increase the number of shares reserved for issuance under the Employee Stock Purchase Plan

Management

For

For

04/23/09

04/23/09

04/23/09

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

ITG

Investment Technology GP

46145F105

05/12/2009

Proposal to increase the number of shares reserved for issuance under the 2007 Omnibus Equity Compensation Plan

Management

Against

Against

04/23/09

04/23/09

04/23/09

JNJ

Johnson & Johnson

478160104

04/23/2009

Election of directors

Management

For

For

03/24/09

03/24/09

NA

 

 

 

 

Appointment of independent accounting firm

Management

For

For

03/24/09

03/24/09

NA

 

 

 

 

Advisory vote on Executive Compensation Policies and Disclosure

Shareholder

For

Against

03/24/09

03/24/09

NA

JPM

JPMorgan Chase & Co.

46625H100

05/19/2009

Election of directors

Management

For

For

04/15/09

04/15/09

04/15/09

Appointment of independent accounting firm

Management

For

For

04/15/09

04/15/09

04/15/09

Advisory vote on executive compensation

Management

For

For

04/15/09

04/15/09

04/15/09

Governmental service report

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

Cumulative voting

Shareholder

For

Against

04/15/09

04/15/09

04/15/09

Special shareowner meetings

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

Credit card lending practices

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

Changes to KEPP

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

Share retention

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

Carbon principles report

Shareholder

Against

For

04/15/09

04/15/09

04/15/09

KSS

KOHLS

500255104

05/14/2009

Election of directors

Management

For

For

04/15/09

04/15/09

04/15/09

Appointment of independent accounting firm

Management

For

For

04/15/09

04/15/09

04/15/09

Proposal regarding amending the Articles of Incorporation to allow majority voting when electing board members

Shareholder

For

Against

04/15/09

04/15/09

04/15/09

LZB

LA-Z-BOY, Inc.

505336107

08/20/2008

Election of directors

Management

For

For

08/06/08

08/06/08

NA

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

LZB

LA-Z-BOY, Inc.

505336107

08/20/2008

Selection of independent accounting firm

Management

For

For

08/06/08

08/06/08

NA

 

 

 

 

Reduce the vote required for shareholder amendment from 67% to a majority

Management

For

For

08/06/08

08/06/08

NA

 

 

 

 

Eliminate the high vote requirement for certain mergers and other transactions

Management

Against

Against

08/06/08

08/06/08

NA

 

 

 

 

Amend the bylaws to reorganize the board of directors into one class

Shareholder

For

Against

08/06/08

08/06/08

NA

MGA

Magna International

559222401

05/06/2009

Election of directors

Management

For

For

04/15/09

04/15/09

NA

 

 

 

 

Appointment of independent accounting firm

Management

For

For

04/15/09

04/15/09

NA

MAT

Mattel, Inc.

577081102

05/13/2009

Election of directors

Management

For

For

04/21/09

04/21/09

04/21/09

Appointment of independent accounting firm

Management

For

For

04/21/09

04/21/09

04/21/09

Proposal regarding certain reports by the Board of Directors

Shareholder

For

Against

04/21/09

04/21/09

04/21/09

Proposal regarding special shareowner meetings

Shareholder

Against

For

04/21/09

04/21/09

04/21/09

MCK

Mckesson Corp

58155Q103

07/23/2008

Election of directors individually

Management

For

For

07/10/08

07/10/08

07/10/08

Appointment of independent accounting firm

Management

For

For

07/10/08

07/10/08

07/10/08

MCK

Mckesson Corp

58155Q103

07/22/2009

Election of directors

Management

For

For

06/25/09

06/25/09

06/25/09

Amendment to the 2005 Stock Plan to increase the number of shares of common stock reserved for issuance under the plan by 14.5 million

Management

Against

Against

06/25/09

06/25/09

06/25/09

 

 


 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

MCK

Mckesson Corp

58155Q103

07/22/2009

Appointment of independent public accounting firm

Management

For

For

06/25/09

06/25/09

06/25/09

 

 

 

 

Proposal on executive stock retention for 2 years beyond retirement

Shareholder

Against

For

06/25/09

06/25/09

06/25/09

 

 

 

 

Proposal on executive benefits provided upon death while in service

Shareholder

For

Against

06/25/09

06/25/09

06/25/09

MDT

Medtronic

585055106

08/21/2008

Election of directors

Management

For

For

08/04/08

08/04/08

08/04/08

 

 

 

 

Appointment of independent accounting firm

Management

For

For

08/04/08

08/04/08

08/04/08

Approval of the Medtronic 2008 Stock Award and Incentive Plan

Management

Against

Against

08/04/08

08/04/08

08/04/08

MRK

Merck & Co

589331107

04/28/2009

Election of directors

Management

For

For

04/06/09

04/06/09

04/06/09

Appointment of independent accounting firm

Management

For

For

04/06/09

04/06/09

04/06/09

Proposal to limit the size of the Board to no more than 18 directors

Management

For

For

04/06/09

04/06/09

04/06/09

Proposal regarding special shareholder meetings

Shareholder

Against

For

04/06/09

04/06/09

04/06/09

Proposal regarding independent lead director

Shareholder

For

Against

04/06/09

04/06/09

04/06/09

Proposal concerning an advisory vote on executive compensation

Shareholder

For

Against

04/06/09

04/06/09

04/06/09

MPS

MPS Group

553409103

05/15/2009

Election of directors

Management

For

For

05/05/09

05/05/09

05/05/09

Approval of material terms for performance-based awards for executive officers under the Executive Annual Incentive Plan

Management

Against

Against

05/05/09

05/05/09

05/05/09

Appointment of independent accounting firm

Management

For

For

05/05/09

05/05/09

05/05/09

 

 


 

 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

 

 

 

 

 

 

 

 

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

NOK

Nokia

654902204

04/23/2009

Adoption of annual accounts

Management

For

For

03/12/09

03/12/09

03/12/09

 

 

 

 

Resolution on the use of the profit shown on the balance sheet and the payment of dividend

Management

For

For

03/12/09

03/12/09

03/12/09

Resolution on the discharge of the members of the board and the President from liability

Management

Against

Against

03/12/09

03/12/09

03/12/09

Resolution on the remuneration of the board members

Management

For

For

03/12/09

03/12/09

03/12/09

Resolution on the number of board members

Management

For

For

03/12/09

03/12/09

03/12/09

Election of directors

Management

For

For

03/12/09

03/12/09

03/12/09

Resolution on the remuneration of the auditor

Management

For

For

03/12/09

03/12/09

03/12/09

Election of the auditor

Management

For

For

03/12/09

03/12/09

03/12/09

Authorizing the board to resolve to repurchase the company's own shares

Management

For

For

03/12/09

03/12/09

03/12/09

NUE

Nucor

670346105

05/14/2009

Election of directors

Management

For

For

04/07/09

04/07/09

04/07/09

Ratification of independent accounting firm

Management

For

For

04/07/09

04/07/09

04/07/09

Proposal regarding majority voting

Shareholder

For

Against

04/07/09

04/07/09

04/07/09

Proposal regarding declassification of the board

Shareholder

For

Against

04/07/09

04/07/09

04/07/09

Proposal regarding human rights

Shareholder

For

Against

04/07/09

04/07/09

04/07/09

Proposal regarding health care reform

Shareholder

Against

For

04/07/09

04/07/09

04/07/09

 

 
 

 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

NSC

Norfolk Southern Corp.

655844108

05/14/2009

Election of directors

Management

For

For

04/13/09

04/13/09

04/13/09

Appointment of independent accounting firm

Management

For

For

04/13/09

04/13/09

04/13/09

Proposal concerning political contributions

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

PFE

Pfizer, Inc.

717081103

04/23/2009

Election of directors

Management

For

For

04/06/09

04/06/09

NA

 

 

 

 

Ratification of independent accounting firm

Management

For

For

04/06/09

04/06/09

NA

 

 

 

 

Proposal to approve the 2004 Stock Plan as amended

Management

Against

Against

04/06/09

04/06/09

NA

 

 

 

 

Proposal regarding stock options

Shareholder

For

Against

04/06/09

04/06/09

NA

 

 

 

 

Proposal regarding advisory vote on executive compensation

Shareholder

For

Against

04/06/09

04/06/09

NA

 

 

 

 

Proposal regarding cumulative voting

Shareholder

For

Against

04/06/09

04/06/09

NA

 

 

 

 

Proposal regarding special shareholder meetings

Shareholder

Against

For

04/06/09

04/06/09

NA

PCP

Precision Castparts Corp.

740189105

08/12/2008

Election of directors

Management

For

For

07/18/08

07/18/08

07/18/08

 

 

 

 

Approval of 2008 Employee Stock Purchase Plan

Management

For

For

07/18/08

07/18/08

07/18/08

 

 

 

 

Approval of amendments to the 2001 Stock Incentive Plan

Management

Against

Against

07/18/08

07/18/08

07/18/08

 

 

 

 

Ratification of independent accounting firm

Management

For

For

07/18/08

07/18/08

07/18/08

RHI

Robert Half

770323103

05/05/2009

Election of directors

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 

 

Ratification of auditor

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 

 

Amendment to article 7 of the restated certificate of incorporation

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 

 

Amendment to article 6 of the restated certificate of incorporation

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

RD

Royal Dutch Petroleum – AD

780257804

05/19/2009

Adoption of annual report and accounts

Management

For

For

05/05/09

05/05/09

05/05/09

 

Approval of remuneration report

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Appointment of Simon Henry as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Lord Kerr of Kinlochard as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Wim Kok as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Nick Land as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Jorma Ollila as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Jeroen Van Der Veer as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of Hans Wijers as director

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Re-appointment of auditors

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Remuneration of auditors

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Authority to allot shares

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Disapplication of pre-emption rights

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Authority to purchase own shares

Management

For

For

05/05/09

05/05/09

05/05/09

 

 

 

 

Authority for certain donations and expenditures

Management

For

For

05/05/09

05/05/09

05/05/09

TXN

Texas Instruments

882508104

04/16/2009

Election of directors

Management

For

For

03/23/09

03/23/09

03/23/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

03/23/09

03/23/09

03/23/09

 

 

 

 

Approval of 2009 Long-Term Compensation Plan

Management

Against

Against

03/23/09

03/23/09

03/23/09

 

 

 

 

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

TXN

Texas Instruments

882508104

04/16/2009

Approval of Director Compensation Plan

Management

Against

Against

03/23/09

03/23/09

03/23/09

 

 

 

 

Proposal regarding separation of roles of chairman and CEO

Shareholder

Against

For

03/23/09

03/23/09

03/23/09

TDW

Tidewater

886423102

07/31/2008

Election of directors

Management

For

For

07/18/08

07/18/08

07/18/08

 

 

 

 

Approval of Executive Officer Annual Incentive Plan

Management

Against

Against

07/18/08

07/18/08

07/18/08

 

 

 

 

Ratification of independent accounting firm

Management

For

For

07/18/08

07/18/08

07/18/08

TDW

Tidewater

886423102

07/09/2009

Election of directors

Management

For

For

06/19/09

06/19/09

06/19/09

 

 

 

 

Approval of Stock Incentive Plan

Management

Against

Against

06/19/09

06/19/09

06/19/09

 

 

 

 

Ratification of independent accounting firm

Management

For

For

06/19/09

06/19/09

06/19/09

VLO

Valero Energy Corp.

91913Y100

04/30/2009

Election of directors

Management

For

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Appointment of independent accounting firm

Management

For

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal entitled "Say-on-Pay"

Shareholder

For

Against

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding stock retention by executives

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding compensation consultant disclosures

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

 

 

 

 

Proposal regarding disclosure of political contributions/trade associations

Shareholder

Against

For

04/13/09

04/13/09

04/13/09

VIGSX

Vanguard Growth Index Signal

922908470

07/02/2009

Election of directors

Management

For

For

NA

05/12/09

NA

 

 

 

 

Update policies regarding purchasing and selling real estate

Management

For

For

NA

05/12/09

NA

 

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

VIGSX

Vanguard Growth Index Signal

922908470

07/02/2009

Update policies regarding issuing senior securities

Management

For

For

NA

05/12/09

NA

 

 

 

 

Update policies regarding borrowing money

Management

For

For

NA

05/12/09

NA

 

 

 

 

Update policies regarding making loans

Management

For

For

NA

05/12/09

NA

 

 

 

 

Update policies regarding purchasing and selling commodities

Management

Against

Against

NA

05/12/09

NA

 

 

 

 

Update policies regarding concentrating investments in a particular industry or group of industries

Management

For

For

NA

05/12/09

NA

 

 

 

 

Update policies regarding elimination of outdated fundamental policies not required by law

Management

Against

Against

NA

05/12/09

NA

 

 

 

 

Proposal to institute procedures to prevent holding investments in companies that contribute to genocide or crimes against humanity

Shareholder

For

Against

NA

05/12/09

NA

WERN

Werner Enterprises

950755108

05/12/2009

Election of directors

Management

For

For

04/28/09

04/28/09

04/28/09

 

 

 

 

Appointment of independent accountant

Management

For

For

04/28/09

04/28/09

04/28/09

WWW

Wolverine World Wide

978097103

04/23/2009

Election of directors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

Appointment of independent auditors

Management

For

For

03/24/09

03/24/09

03/24/09

 

 

 

 

 

 

 


 

PROXY VOTING FOR THE PERIOD JULY 1, 2008 THROUGH JUNE 30, 2009

Date Voted

Ticker

Company Name

Cusip

Shareholder Meeting Date

Description of Proposal

Who Proposed

Vote

For or Against Management

Value 10959

Asset Director

10956

Socially Responsive

126612

ZMH

Zimmer Holdings

98956P102

05/04/2009

Election of directors

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 

 

Appointment of independent accountant

Management

For

For

04/07/09

04/07/09

04/07/09

 

 

 

 

Approval of 2009 Stock Incentive Plan

Management

Against

Against

04/07/09

04/07/09

04/07/09

 

 

 

 

Approval of an extension of the Stock Plan for non-employee directors

Management

Against

Against

04/07/09

04/07/09

04/07/09

 

 

 

 

Approval of an extension of the restated Deferred Compensation Plan for non-employee directors

Management

Against

Against

04/07/09

04/07/09

04/07/09

 

 


 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ONEAMERICA FUNDS, INC.

(Registrant)

 

 

 

 

 

/S/ Richard M. Ellery

By:

Richard M. Ellery

Title:

Assistant Secretary and Chief Compliance Officer, OneAmerica Funds, Inc.