0001019687-16-005370.txt : 20160304 0001019687-16-005370.hdr.sgml : 20160304 20160304090038 ACCESSION NUMBER: 0001019687-16-005370 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87533 FILM NUMBER: 161483662 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMMERZBANK AKTIENGESELLSCHAFT /FI CENTRAL INDEX KEY: 0000852933 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: KAISERPLATZ CITY: FRANKFURT 1 GERMANY STATE: 2M ZIP: 60311 BUSINESS PHONE: 496913629502 MAIL ADDRESS: STREET 1: KAISERPLATZ CITY: FRANKFURT STATE: 2M ZIP: 60311 FORMER COMPANY: FORMER CONFORMED NAME: COMMERZBANK AKTIENGESELLSCHAFT /FI DATE OF NAME CHANGE: 19890713 SC 13G/A 1 commerzbank-kcg_13ga.htm SCHEDULE 13G AMENDMENT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

KCG Holdings, Inc.

(Name of Issuer)

Class A Common Stock, $0.01 par value

(Title of Class of Securities)

48244B100

(CUSIP Number)

March 1, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

ü Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 
 

 

CUSIP No. 48244B100

 

 

 

         

1.
 
Names of Reporting Persons

Commerzbank Aktiengesellschaft
   

2.
 
Check the Appropriate Box if a Member of a Group (See Instructions)

(a)    ¨
(b)    ¨
   

3.
 
SEC Use Only

 
   

4.
 


Citizenship or Place of Organization

Federal Republic of Germany

   

 

         

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

  5.   Sole Voting Power

4,266,245
  6.   Shared Voting Power

 
  7.   Sole Dispositive Power

4,266,245
  8.   Shared Dispositive Power

  

 

         
9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

4,266,245

   

10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
   

11.
 


Percent of Class Represented by Amount in Row (9)

 
4.69%

   

12.
 
Type of Reporting Person (See Instructions)

FI
   
         

 

 

 

 2 
 

 

Item 1.
  (a) Name of Issuer
KCG Holdings Inc.
  (b) Address of Issuer’s Principal Executive Offices
545 Washington Boulevard, Jersey City, NJ  07310
 
Item 2.
  (a) Name of Person Filing
Commerzbank Aktiengesellschaft
  (b) Address of Principal Business Office or, if none, Residence
Kaiserplatz, Frankfurt, 2M 60311, Federal Republic of Germany
  (c) Citizenship
Federal Republic of Germany
  (d) Title of Class of Securities
Class A Common stock, $0.01 par value
  (e) CUSIP Number
48244B100
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) ü A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);
  (k) o Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

 3 
 

 

Item 4.      Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:
4,266,245
  (b) Percent of class:

4.69%

  (c) Number of shares as to which the person has:

 

    (i) Sole power to vote or to direct the vote

4,266,245

    (ii) Shared power to vote or to direct the vote

 

    (iii) Sole power to dispose or to direct the disposition of

4,266,245

    (iv) Shared power to dispose or to direct the disposition of

 

 
Item 5. Ownership of Five Percent or Less of a Class
   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ✓.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
   
Not applicable
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   
Not applicable
 
Item 8. Identification and Classification of Members of the Group
   
Not applicable
 
Item 9. Notice of Dissolution of Group
   
Not applicable
 

 

 4 
 

 

Item 10. Certification
 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  March 4, 2016
  Date
   
  Signature

 

  /s/ Craig P Sweetra /s/ Daniel Bruk
  Name: Craig P Sweetra Daniel Bruk
  Title:     Director Director
  Name/Title

 

 

 

 

 

 

 

 5