-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HGvW+glVx9CccfVe7hZaKDDy9B5FKZBEO/q/n9bwfjjZSIKK4aJbywdCSYIVM/LE vjXq7xfa+Yv3bQpKSBYxdg== 0000914190-05-000409.txt : 20051021 0000914190-05-000409.hdr.sgml : 20051021 20051021170528 ACCESSION NUMBER: 0000914190-05-000409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051018 FILED AS OF DATE: 20051021 DATE AS OF CHANGE: 20051021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PW EAGLE INC CENTRAL INDEX KEY: 0000852426 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 411642846 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 SOUTH NINTH STREET STREET 2: SUITE 2880 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123050339 MAIL ADDRESS: STREET 1: 222 SOUTH NINTH STREET STREET 2: SUITE 2880 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: EAGLE PACIFIC INDUSTRIES INC/MN DATE OF NAME CHANGE: 19950726 FORMER COMPANY: FORMER CONFORMED NAME: BLACK HAWK HOLDINGS INC /MN/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BHH INC DATE OF NAME CHANGE: 19891019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPELL WILLIAM H CENTRAL INDEX KEY: 0000923091 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18050 FILM NUMBER: 051150356 BUSINESS ADDRESS: BUSINESS PHONE: 6123719650 MAIL ADDRESS: STREET 1: 333 SOUTH SEVENTH STREET STREET 2: STE 2430 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-10-18 0000852426 PW EAGLE INC PWEI 0000923091 SPELL WILLIAM H 4706 WHITE OAKS ROAD EDINA MN 55424 1 0 0 0 Common Stock 2005-10-18 4 A 0 14160 A 689027 D Common Stock 2005-10-18 4 A 0 1510 A 9510 I By Trusts for Minor Children Common Stock 21429 I By Spouse Stock Option (Right to Buy) 1.50 2008-08-31 Common Stock 120000 120000 D Stock Option (Right to Buy) 3.50 2009-09-16 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.089 2011-10-17 Common Stock 11250 11250 D Stock Option (Right to Buy) 5.82 2005-10-18 4 A 0 22688 A 2014-12-21 Common Stock 22688 22688 D Stock Option (Right to Buy) 8.15 2005-10-18 4 A 0 14000 0 A 2015-10-18 Common Stock 14000 14000 D Received shares and cash in the aggregate amount of $141,100 in exchange for an aggregate of 158,000 shares of USPoly Company common stock in connection with merger of USPoly Company into PW Eagle, Inc. (the "Merger"). On the effective date of the Merger, the fair market value of USPoly's common stock was $1.70 per share, and the closing price of PW Eagle's common stock was $8.15 per share. Includes shares held in a Trust in which the reporting person is the beneficiary. Exercisable as to 40,800 shares on 3/2/99, 39,600 shares on 9/1/00 and 39,600 shares on 9/1/01. Exercisable in annual increments of 2,000 shares each, commencing 9/16/00. Exercisable in annual increments of 2,250 shares each, commencing 10/17/01. Immediately exercisable. Received in the Merger in exchange for a stock option to acquire 120,250 shares of USPoly Company common stock for $1.10 per share. Original option (14,000 shares) exercisable: 2,000 shares on 10/18/05, and 4,000 shares on each of 10/18/06, 10/18/07 and 10/18/08 William H. Spell 2005-10-21 -----END PRIVACY-ENHANCED MESSAGE-----