0001972362-24-000070.txt : 20240202 0001972362-24-000070.hdr.sgml : 20240202 20240202173940 ACCESSION NUMBER: 0001972362-24-000070 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24593061 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 144 1 primary_doc.xml 144 0001380567 XXXXXXXX LIVE 0000851310 HARMONIC INC 000-25826 2590 Orchard Parkway SAN JOSE CA 95131 4084906242 Haltmayer Neven Officer COMMON MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES

200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070

10558 138462.00 112200000 02/02/2024 NASDAQ COMMON 11/15/2021 RESTRICTED STOCK ISSUER N 3504 11/15/2021 COMPENSATION COMMON 05/15/2022 RESTRICTED STOCK ISSUER N 3602 05/15/2022 COMPENSATION COMMON 02/15/2022 RESTRICTED STOCK ISSUER N 3452 02/15/2022 COMPENSATION N NEVEN HALTMAYER

2590 ORCHARD PARKWAY SAN JOSE CA 95131

RESTRICTED STOCK 01/31/2024 24695 285879.20 02/02/2024 /s/ Neven Haltmayer