0001209191-20-058718.txt : 20201117
0001209191-20-058718.hdr.sgml : 20201117
20201117161933
ACCESSION NUMBER: 0001209191-20-058718
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201115
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham Ian
CENTRAL INDEX KEY: 0001820347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 201321386
MAIL ADDRESS:
STREET 1: 2590 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-15
0
0000851310
HARMONIC INC
HLIT
0001820347
Graham Ian
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP, Global Sales & Video Svcs
Common Stock
2020-11-15
4
M
0
4167
0.00
A
74168
D
Common Stock
2020-11-15
4
F
0
2274
6.26
D
71894
D
Common Stock
2020-11-15
4
M
0
4584
0.00
A
76478
D
Common Stock
2020-11-15
4
F
0
2502
6.26
D
73976
D
Restricted Stock Units
0.00
2020-11-15
4
M
0
4167
0.00
D
2019-02-15
2021-02-15
Common Stock
4167
4167
D
Restricted Stock Units
0.00
2020-11-15
4
M
0
4584
0.00
D
2020-02-15
2022-02-15
Common Stock
4584
22917
D
These shares of common stock were acquired upon the vesting of restricted stock units on November 15, 2020. These restricted stock units were initially granted to the Reporting Person on March 20, 2018, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on November 15, 2020. These restricted stock units were initially granted to the Reporting Person on June 22, 2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Laura Donovan
By Attorney-in-Fact: Laura Donovan
2020-11-17