0001209191-20-008134.txt : 20200210 0001209191-20-008134.hdr.sgml : 20200210 20200210195817 ACCESSION NUMBER: 0001209191-20-008134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARSHMAN PATRICK CENTRAL INDEX KEY: 0001216448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 20593494 MAIL ADDRESS: STREET 1: HARMONIC INC STREET 2: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-06 0 0000851310 HARMONIC INC HLIT 0001216448 HARSHMAN PATRICK 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2020-02-06 4 M 0 59009 5.78 A 977230 D Common Stock 2020-02-06 4 S 0 52821 7.0224 D 924409 D Stock Option/Right to buy 5.78 2020-02-06 4 M 0 59009 5.78 D 2014-02-15 2020-03-15 Common Stock 59009 270991 D Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020. This amount incorporates a correction by reducing the total beneficially owned amount by 1,000 shares that had erroneously been included in the Form 4 filed on behalf of the reporting person on August 8, 2019. All Form 4s filed on behalf of the reporting person subsequent to August 8, 2019 included this additional amount. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2020-02-10