X0306
4
2017-11-15
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Sr. Vice President, R&D
Common Stock
2017-11-15
4
M
0
3417
0.00
A
59143
D
Common Stock
2017-11-16
4
S
0
1301
3.8091
D
57842
D
Common Stock
2017-11-15
4
M
0
18418
0.00
A
76260
D
Common Stock
2017-11-16
4
S
0
7010
3.8091
D
69250
D
Restricted Stock Unit
0.00
2017-11-15
4
M
0
3417
0.00
D
2017-02-15
2018-02-15
Common Stock
3417
3417
D
These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.
Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2017-11-17