0001209191-17-032245.txt : 20170515
0001209191-17-032245.hdr.sgml : 20170515
20170515114244
ACCESSION NUMBER: 0001209191-17-032245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 17842393
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-11
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2017-05-11
4
S
0
11444
5.143
D
0
D
Common Stock
2017-05-11
4
M
0
1728
3.14
A
1728
D
Common Stock
2017-05-11
4
S
0
1728
5.15
D
0
D
Stock Option/Right to Buy
3.14
2017-05-11
2017-05-11
4
M
0
1728
3.14
D
2017-02-15
2023-03-14
Common Stock
1728
19014
D
These shares of common stock were acquired upon the exercise of stock options on 5/11/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2017-05-15