0001209191-14-029351.txt : 20140428 0001209191-14-029351.hdr.sgml : 20140428 20140428112349 ACCESSION NUMBER: 0001209191-14-029351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140424 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDERSEN WILLIAM F CENTRAL INDEX KEY: 0001124476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 14788027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-24 0 0000851310 HARMONIC INC HLIT 0001124476 REDDERSEN WILLIAM F 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2014-04-24 4 M 0 10000 6.40 A 122257 D Common Stock 2014-04-24 4 S 0 9331 7.2362 D 112926 D Common Stock 2014-04-24 4 M 0 10000 6.40 A 122926 D Common Stock 2014-04-24 4 S 0 9331 7.2362 D 113595 D Right to buy 6.40 2014-04-24 4 M 0 10000 6.40 D 2004-06-27 2014-05-27 Common Stock 10000 0 D Right to buy 6.40 2014-04-24 4 M 0 10000 6.40 D 2004-06-27 2014-05-27 Common Stock 10000 0 D These shares of common stock were acquired upon the exercise of stock options on 4/24/2014. These options were initially granted to the Reporting Person on 5/27/2004, and were identified on a Form 4 filed by the Reporting Person on 5/28/2004. /s/ Laura Donovan By Attorney-In-Fact: Laura Donovan 2014-04-28