0001209191-13-016150.txt : 20130313 0001209191-13-016150.hdr.sgml : 20130313 20130313114803 ACCESSION NUMBER: 0001209191-13-016150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDERSEN WILLIAM F CENTRAL INDEX KEY: 0001124476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 13686529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-12 0 0000851310 HARMONIC INC HLIT 0001124476 REDDERSEN WILLIAM F 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2013-03-12 4 M 0 10000 3.89 A 97567 D Common Stock 2013-03-12 4 S 0 8166 5.7578 D 89401 D Common Stock 2013-03-12 4 M 0 10000 3.965 A 99401 D Common Stock 2013-03-12 4 S 0 8245 5.7578 D 91156 D Stock Option/Right to Buy 3.89 2013-03-12 4 M 0 10000 3.89 D 2003-06-22 2013-05-22 Common Stock 10000 0 D Stock Option/Right to Buy 3.965 2013-03-12 4 M 0 10000 3.965 D 2006-07-28 2013-06-28 Common Stock 10000 0 D These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003. These shares of common stock were acquired upon the exercise of stock options on 3/12/2013. These options were initially granted to the Reporting Person on 6/28/2006, and were identified on a Form 4 filed by the Reporting Person on 6/29/2006. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2013-03-13