0000950170-24-017530.txt : 20240220
0000950170-24-017530.hdr.sgml : 20240220
20240220214621
ACCESSION NUMBER: 0000950170-24-017530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240215
FILED AS OF DATE: 20240220
DATE AS OF CHANGE: 20240220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham Ian
CENTRAL INDEX KEY: 0001820347
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 24656224
MAIL ADDRESS:
STREET 1: 2950 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
ownership.xml
4
X0508
4
2024-02-15
0000851310
HARMONIC INC
HLIT
0001820347
Graham Ian
2590 ORCHARD PARKWAY
SAN JOSE
CA
95131
false
true
false
false
SVP, Global Sales & Video Svcs
false
Common Stock
2024-02-15
4
M
false
27204
0
A
157056
D
Common Stock
2024-02-15
4
F
false
14849
13.67
D
142207
D
Restricted Stock Units
0
2024-02-15
4
M
false
6918
0
D
2022-02-15
2024-02-15
Common Stock
6918
0
D
Restricted Stock Units
0
2024-02-15
4
M
false
5198
0
D
2023-02-15
2025-02-15
Common Stock
5198
20794
D
Restricted Stock Units
0
2024-02-15
4
M
false
15088
0
D
2024-02-15
2026-02-15
Common Stock
15088
30177
D
Restricted Stock Units
0
2024-02-16
4
A
false
52462
0
A
2025-02-15
2027-02-15
Common Stock
52462
52462
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.
/s/ Wendi Ninh, Attorney-in-Fact
2024-02-20