0000950170-24-017512.txt : 20240220 0000950170-24-017512.hdr.sgml : 20240220 20240220213032 ACCESSION NUMBER: 0000950170-24-017512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER PATRICK CENTRAL INDEX KEY: 0001221168 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 24656194 MAIL ADDRESS: STREET 1: 9 S STREET CITY: LONDON ENGLAND STATE: X0 ZIP: 99999999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 ownership.xml 4 X0508 4 2024-02-16 0000851310 HARMONIC INC HLIT 0001221168 GALLAGHER PATRICK 2590 ORCHARD PARKWAY SAN JOSE CA 95131 true false false false false Restricted Stock Units 0 2024-02-16 4 A false 12107 0 A 2025-02-15 2025-02-15 Common Stock 12107 12107 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. /s/ Wendi Ninh, Attorney-in-Fact 2024-02-20