0001144204-12-010630.txt : 20120223 0001144204-12-010630.hdr.sgml : 20120223 20120223165202 ACCESSION NUMBER: 0001144204-12-010630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120220 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayberry Tena CENTRAL INDEX KEY: 0001462086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32543 FILM NUMBER: 12634469 MAIL ADDRESS: STREET 1: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE INDUSTRIES, INC. CENTRAL INDEX KEY: 0000851249 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 742504501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3175321374 MAIL ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE DIVERSIFIED INDUSTRIES INC DATE OF NAME CHANGE: 20010820 FORMER COMPANY: FORMER CONFORMED NAME: WOW ENTERTAINMENT INC DATE OF NAME CHANGE: 20001116 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GAMING & ENTERTAINMENT LTD /DE DATE OF NAME CHANGE: 19941229 4 1 v303620_form4.xml OWNERSHIP DOCUMENT X0304 4 2012-02-20 0 0000851249 FORTUNE INDUSTRIES, INC. FFI 0001462086 Mayberry Tena 6402 CORPORATE DRIVE INDIANAPOLIS IN 46278 0 1 0 0 CEO & President Common Stock 2012-02-20 4 A 0 10000 A 50000 D Common Stock 70000 D The issuer vested 10,000 of the 80,000 restricted shares of Company Common Stock previously issued to the Reporting Person pursuant to the terms of her Employment Agreement. Vesting of a previously-reported restricted share grant. No consideration paid. The issuer previously awarded 80,000 restricted shares of Company Common Stock pursuant to an Employment Agreement with the Reporting Person. The shares will only vest if certain financial criteria are achieved by the Company prior to the expiration of the Agreement. The shares will be forfeited if the financial criteria are not achieved. As of the date of this filing, a total of 10,000 of the 80,000 restricted shares have vested, including the shares reported on this Form 4. /s/ Tena Mayberry 2012-02-23