0001144204-11-020939.txt : 20110408 0001144204-11-020939.hdr.sgml : 20110408 20110408134321 ACCESSION NUMBER: 0001144204-11-020939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110221 FILED AS OF DATE: 20110408 DATE AS OF CHANGE: 20110408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butler Randy E. CENTRAL INDEX KEY: 0001460599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32543 FILM NUMBER: 11748881 MAIL ADDRESS: STREET 1: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE INDUSTRIES, INC. CENTRAL INDEX KEY: 0000851249 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 742504501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3175321374 MAIL ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE DIVERSIFIED INDUSTRIES INC DATE OF NAME CHANGE: 20010820 FORMER COMPANY: FORMER CONFORMED NAME: WOW ENTERTAINMENT INC DATE OF NAME CHANGE: 20001116 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GAMING & ENTERTAINMENT LTD /DE DATE OF NAME CHANGE: 19941229 4 1 v217943_ex.xml X0303 4 2011-02-21 0 0000851249 FORTUNE INDUSTRIES, INC. FFI 0001460599 Butler Randy E. 6402 CORPORATE DRIVE INDIANAPOLIS IN 46278 0 1 0 0 Chief Financial Officer Common Stock 2011-04-06 4 A 0 15000 A 25000 D Common Stock 2011-02-21 4 A 0 20000 A 20000 D The Reporting Person received a share grant from the issuer's Board of Directors. Share grant. No consideration paid. The issuer awarded 20,000 restricted shares of Company Common Stock pursuant to an Employment Agreement with the Reporting Person. The shares will only vest if certain financial criteria are achieved by the Company prior to the expiration of the Agreement. The shares will be forfeited if the financial criteria are not achieved. /s/ Randy Butler 2011-04-08