SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SUN ANTHONY

(Last) (First) (Middle)
ONE VISION DRIVE

(Street)
NATICK MA 01760

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COGNEX CORP [ CGNX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/09/2024 M 26,000 A $19.655 26,608 I By LLC(1)
Common Stock 309,028 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $19.655 01/09/2024 M 26,000 02/18/2015(2) 02/18/2024 Common Stock 26,000 $0.0 0 I By LLC(1)
Non-Qualified Stock Option (right to buy) $16.72 02/12/2017 02/12/2026 Common Stock 26,000 26,000 I By LLC(1)
Non-Qualified Stock Option (right to buy) $20.625 02/17/2016 02/17/2025 Common Stock 26,000 26,000 I By LLC(1)
Non-Qualified Stock Option (right to buy) $38.39 02/21/2018 02/21/2027 Common Stock 26,000 26,000 I By LLC(1)
Non-Qualified Stock Option (right to buy) $50.94 02/18/2021 02/18/2030 Common Stock 23,000 23,000 I By LLC(1)
Non-Qualified Stock Option (right to buy) $51.49 02/19/2020 02/19/2029 Common Stock 26,000 26,000 I By LLC(1)
Non-Qualified Stock Option (right to buy) $56.44 02/20/2019 02/20/2028 Common Stock 13,000 13,000 I By LLC(1)
Restricted Stock Unit $0.0 02/16/2022 02/16/2024 Common Stock 1,519 1,519 D
Restricted Stock Unit $0.0 02/22/2023 02/22/2025 Common Stock 3,415 3,415 D
Restricted Stock Unit $0.0 02/21/2024 02/21/2026 Common Stock 5,826 5,826 D
Explanation of Responses:
1. The reporting person is a member of Sun Management Associates, LLC, a California limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
2. The options vest in four equal annual installments on the first, second, third, and fourth anniversaries of the grant date (February 18, 2014).
Anthony Sun 01/10/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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