FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 05/03/2019 |
3. Issuer Name and Ticker or Trading Symbol
COGNEX CORP [ CGNX ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) 05/06/2019 |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 02/12/2017(2) | 02/12/2026 | Common Stock | 36,000(1) | $16.72 | D | |
Non-Qualified Stock Option (right to buy) | 02/17/2016(2) | 02/17/2025 | Common Stock | 24,000(1) | $20.625 | D | |
Non-Qualified Stock Option (right to buy) | 02/21/2018(2) | 02/21/2027 | Common Stock | 50,000 | $38.39 | D | |
Non-Qualified Stock Option (right to buy) | 05/01/2022(3) | 05/01/2029 | Common Stock | 10,000 | $48.28 | D | |
Non-Qualified Stock Option (right to buy) | 02/19/2020(4) | 02/19/2029 | Common Stock | 37,500 | $51.49 | D | |
Non-Qualified Stock Option (right to buy) | 02/20/2019(4) | 02/20/2028 | Common Stock | 25,000 | $56.44 | D |
Explanation of Responses: |
1. On May 6, 2019, the reporting person mistakenly filed a Form 3 reporting ownership of stock options that had been previously exercised and were no longer outstanding on May 3, 2019. This amendment is being filed to remove five line items in Table II and to reduce the number of shares underlying stock options in two other line items in Table II that, in each case, included options that were previously exercised. As of May 3, 2019, the reporting person held options to purchase a total of 182,500 shares of common stock. This amendment is also being filed to include the vesting schedules for the outstanding stock options. |
2. This stock option became or becomes exercisable in four equal annual installments beginning on the date set forth in this column. |
3. This stock option vests on the third anniversary of the date of grant. |
4. This stock option became or becomes exercisable in five equal annual installments beginning on the date set forth in this column. |
Remarks: |
Principal Financial & Accounting Officer |
/s/ Laura MacDonald | 05/08/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |