0000851169-12-000003.txt : 20121016 0000851169-12-000003.hdr.sgml : 20121016 20121016145046 ACCESSION NUMBER: 0000851169-12-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121016 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pires Steven M CENTRAL INDEX KEY: 0001462534 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05820 FILM NUMBER: 121146076 MAIL ADDRESS: STREET 1: HYPERION BROOKFIELD ASSET MGMT., INC. STREET 2: 3 WFC, 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELIOS TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000851169 IRS NUMBER: 132529369 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 212-549-8328 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION BROOKFIELD TOTAL RETURN FUND INC DATE OF NAME CHANGE: 20070620 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION TOTAL RETURN & INCOME FUND INC DATE OF NAME CHANGE: 19890727 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-10-16 2012-10-16 0 0000851169 HELIOS TOTAL RETURN FUND INC HTR.R 0001462534 Pires Steven M BROOKFIELD INVESTMENT MANAGEMENT INC. 3 WFC, 200 VESEY STREET NEW YORK NY 10281-1010 0 1 0 0 Treasurer Rights Offering 2012-10-16 4 S 0 25 0.6705 D 0 D Filer did not execise his Transferable Rights /s/ Steven M. Pires 2012-10-16